Filing Details

Accession Number:
0001140361-15-037189
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-08 16:16:27
Reporting Period:
2015-10-06
Filing Date:
2015-10-08
Accepted Time:
2015-10-08 16:16:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1472091 Edge Therapeutics Inc. EDGE Pharmaceutical Preparations (2834) 264231384
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247015 J Sol Barer 200 Connell Drive, Suite 1600
Berkeley Heights NJ 07922
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-06 350,852 $0.00 350,852 No 4 C Indirect By Spouse
Common Stock Acquisiton 2015-10-06 83,536 $0.00 434,388 No 4 C Indirect By Spouse
Common Stock Acquisiton 2015-10-06 48,103 $0.00 482,491 No 4 C Indirect By Spouse
Common Stock Acquisiton 2015-10-06 105,319 $0.00 587,810 No 4 C Indirect By Spouse
Common Stock Acquisiton 2015-10-06 45,000 $11.00 632,810 No 4 P Indirect By Spouse
Common Stock Acquisiton 2015-10-06 12,735 $6.17 645,545 No 4 J Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Spouse
No 4 C Indirect By Spouse
No 4 C Indirect By Spouse
No 4 C Indirect By Spouse
No 4 P Indirect By Spouse
No 4 J Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2015-10-06 480,000 $0.00 350,852 $0.00
Common Stock Series B-1 Convertible Preferred Stock Disposition 2015-10-06 114,285 $0.00 83,536 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2015-10-06 65,809 $0.00 48,103 $0.00
Common Stock Series C-2 Convertible Preferred Stock Disposition 2015-10-06 144,086 $0.00 105,319 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The convertible preferred stock converted into the Issuer's common stock at a conversion ratio, as adjusted to give effect to the Issuer's 1-for-1.3681 reverse stock split effected on September 21, 2015, of one share of common stock for every 1.3681 shares of preferred stock immediately prior to the closing of the Issuer's initial public offering of common stock, and had no expiration date.
  2. These shares are held by Meryl Barer, the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  3. Meryl Barer, the wife of the Reporting Person received a total of 12,735 shares of the Issuer's common stock, which represented a payment-in-kind dividend on 209,895 shares of the Issuer's convertible preferred stock owned at the time of the dividend payment date. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.