Filing Details
- Accession Number:
- 0001140361-15-037180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-08 16:10:20
- Reporting Period:
- 2015-10-06
- Filing Date:
- 2015-10-08
- Accepted Time:
- 2015-10-08 16:10:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1472091 | Edge Therapeutics Inc. | EDGE | Pharmaceutical Preparations (2834) | 264231384 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196054 | Ii N Albert Marchio | 200 Connell Drive, Suite 1600 Berkeley Heights NJ 07922 | Chief Acct. & Op., Asst. Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-06 | 5,504 | $0.00 | 5,504 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2015-10-06 | 100 | $11.00 | 6,504 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-06 | 357 | $7.24 | 6,861 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C-1 Convertible Preferred Stock | Disposition | 2015-10-06 | 7,530 | $0.00 | 5,504 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- The convertible preferred stock converted into the Issuer's common stock at a conversion ratio, as adjusted to give effect to the Issuer's 1-for-1.3681 reverse stock split effected on September 21, 2015, of one share of common stock for every 1.3681 shares of preferred stock immediately prior to the closing of the Issuer's initial public offering of common stock, and had no expiration date.
- The Reporting Person received a total of 357 shares of the Issuer's common stock which represented a payment-in-kind dividend on 7,530 shares of the Issuer's convertible preferred stock owned at the time of the dividend payment date.