Filing Details
- Accession Number:
- 0001225208-15-019424
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-07 17:42:24
- Reporting Period:
- 2015-10-05
- Filing Date:
- 2015-10-07
- Accepted Time:
- 2015-10-07 17:42:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527599 | Mirna Therapeutics Inc. | MIRN | Pharmaceutical Preparations (2834) | 261824804 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
78003 | Pfizer Inc | 235 East 42Nd Street New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-05 | 1,539,224 | $0.00 | 1,539,224 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2015-10-06 | 714,285 | $7.00 | 2,253,509 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-06 | 235,855 | $7.00 | 2,489,364 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Convertible Preferred Stock | Disposition | 2015-10-05 | 1,047,806 | $0.00 | 1,047,806 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2015-10-05 | 491,418 | $0.00 | 491,418 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Each share of the issuer's Series C Convertible and Series D Convertible Preferred Stock converted into Common Stock of the issuer on a 1-to-1 basis immediately prior to the closing of the issuer's initial public offering, and has no expiration date.
- The reporting person received 235,855 shares of Common Stock as a payment-in-kind dividend in connection with the conversion of the reporting person's Series C Convertible and Series D Convertible Preferred Stock into shares of Common Stock.