Filing Details

Accession Number:
0001127602-15-028769
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-07 15:01:42
Reporting Period:
2015-10-05
Filing Date:
2015-10-07
Accepted Time:
2015-10-07 15:01:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1568669 Pennymac Financial Services Inc. PFSI Mortgage Bankers & Loan Correspondents (6162) 800882793
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1468934 M David Walker C/O Pennymac Financial Services, Inc.
6101 Condor Drive
Moorpark CA 93021
Chief Credit Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-10-05 5,000 $0.00 5,000 No 4 M Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
Class A Common Stock Disposition 2015-10-05 5,000 $16.00 0 No 4 S Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
Class A Common Stock Acquisiton 2015-10-06 5,000 $0.00 5,000 No 4 M Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
Class A Common Stock Disposition 2015-10-06 485 $16.00 4,515 No 4 S Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
No 4 S Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
No 4 M Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
No 4 S Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC Disposition 2015-10-05 5,000 $0.00 5,000 $0.00
Class A Common Stock Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC Disposition 2015-10-06 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
938,055 No 4 M Indirect
933,055 No 4 M Indirect
Footnotes
  1. Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
  2. These common shares of beneficial interest were sold pursuant to a 10b5-1 plan.
  3. The price reported is the weighted average price of multiple transactions ranging from $16.00 to $16.02. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.