Filing Details
- Accession Number:
- 0001177261-15-000092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-07 13:13:23
- Reporting Period:
- 2015-10-05
- Filing Date:
- 2015-10-07
- Accepted Time:
- 2015-10-07 13:13:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1177261 | B Stephen Alexander | C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426 | Sr Vp Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-05 | 1,785 | $16.52 | 134,916 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-10-05 | 1,785 | $22.12 | 133,131 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-10-05 | 1,785 | $0.00 | 1,785 | $16.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,750 | 2015-11-02 | No | 4 | M | Direct |
Footnotes
- Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/19/2014.
- Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- Option vests in equal monthly amounts over 48 months beginning on November 1, 2005.