Filing Details
- Accession Number:
- 0001179110-15-013901
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-06 19:06:56
- Reporting Period:
- 2014-01-29
- Filing Date:
- 2015-10-06
- Accepted Time:
- 2015-10-06 19:06:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
809559 | Tcw Strategic Income Fund Inc | TSI | () | 930939398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1487058 | Tad Rivelle | Tcw Strategic Income Fund, Inc. 865 S. Figueroa Street, Ste. 1800 Los Angeles CA 90017 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-29 | 0 | $0.00 | 98,940 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
Common Stock | Acquisiton | 2015-09-23 | 0 | $0.00 | 67,849 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan |
Common Stock | Acquisiton | 2015-10-05 | 5,027 | $5.23 | 300,786 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-05 | 400 | $5.24 | 301,186 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-05 | 6,200 | $5.24 | 307,386 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-05 | 7,100 | $5.24 | 314,486 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-05 | 10,100 | $5.24 | 324,586 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- No transaction occurred in Common Stock owned indirectly by Reporting Person