Filing Details
- Accession Number:
- 0000928054-15-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-06 16:09:07
- Reporting Period:
- 2015-10-01
- Filing Date:
- 2015-10-06
- Accepted Time:
- 2015-10-06 16:09:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1548622 | A Joshua Snively | 10603 W. Sam Houston Pkwy N. Suite 300 Houston TX 77064 | Evp Chemistry Research | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-10-01 | 13,800 | $17.54 | 88,996 | No | 4 | S | Indirect | By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust |
| Common Stock | Disposition | 2015-10-05 | 1,200 | $17.62 | 87,796 | No | 4 | S | Indirect | By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust |
| Common Stock | Disposition | 2015-10-05 | 15,000 | $18.00 | 128,916 | No | 4 | S | Indirect | By Joshua A. Snively, Sr. Irrevocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust |
| No | 4 | S | Indirect | By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust |
| No | 4 | S | Indirect | By Joshua A. Snively, Sr. Irrevocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 68,758 | Direct |
Footnotes
- Disposition on October 1, 2015, of 13,800 shares at $17.538 per share pursuant to a Rule 10b5-1 Trading Plan.
- Mr. Snively is a trustee and beneficiary of the named trusts. Mr. Snively disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Disposition on October 5, 2015, of 1,200 shares at $17.62 per share pursuant to a Rule 10b5-1 Trading Plan.
- Disposition on October 5, 2015, of 15,000 shares at $18.002 per share pursuant to a Rule 10b5-1 Trading Plan.
- Mr. Snively, Sr.'s spouse is a trustee and beneficiary of the named trust. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.
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