Filing Details
- Accession Number:
- 0001140361-15-036953
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-06 13:36:16
- Reporting Period:
- 2015-10-05
- Filing Date:
- 2015-10-06
- Accepted Time:
- 2015-10-06 13:36:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527599 | Mirna Therapeutics Inc. | MIRN | Pharmaceutical Preparations (2834) | 261824804 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202793 | Michael Powell | C/O Mirna Therapeutics, Inc. 2150 Woodward St., Suite 100 Austin TX 78744 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-05 | 1,244,269 | $0.00 | 1,244,269 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-10-05 | 583,559 | $0.00 | 1,827,828 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-10-06 | 289,841 | $0.00 | 2,117,669 | No | 4 | J | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-10-06 | 857,142 | $7.00 | 2,974,811 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | J | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Preferred Stock | Disposition | 2015-10-05 | 1,244,269 | $0.00 | 1,244,269 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2015-10-05 | 583,559 | $0.00 | 583,559 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series C and Series D Preferred Stock automatically converted on a one-to-one basis into Common Stock upon the consummation of the Issuer's initial public offering.
- The shares are held by Sofinnova Venture Partners VIII, L.P. ("SVP VIII"). Sofinnova Management VIII, L.L.C. ("SM VIII") is the general partner of SVP VIII. The individual Managers, or the Managing Members, of SM VIII are Michael Powell, James Healy, Srinivas Akkaraju and Anand Mehra. The Managers share voting and dispositive power with regard to the shares held directly by SVP VIII. Such persons and entities disclaim beneficial ownership over the shares owned by SVP VIII except to the extent of any pecuniary interest therein.
- The shares were issued for no additional consideration pursuant to an accruing paid-in-kind dividend on shares of Series C and Series D Preferred Stock of the Company.
- The expiration date is not relevant to the conversion of these securities.
- Due to a clerical error, the Reporting Person's Form 3 which previously reported the holding of these shares understated his total by one (1) share.