Filing Details

Accession Number:
0001140361-15-036953
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-06 13:36:16
Reporting Period:
2015-10-05
Filing Date:
2015-10-06
Accepted Time:
2015-10-06 13:36:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527599 Mirna Therapeutics Inc. MIRN Pharmaceutical Preparations (2834) 261824804
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1202793 Michael Powell C/O Mirna Therapeutics, Inc.
2150 Woodward St., Suite 100
Austin TX 78744
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-05 1,244,269 $0.00 1,244,269 No 4 C Indirect See Footnote
Common Stock Acquisiton 2015-10-05 583,559 $0.00 1,827,828 No 4 C Indirect See Footnote
Common Stock Acquisiton 2015-10-06 289,841 $0.00 2,117,669 No 4 J Indirect See Footnote
Common Stock Acquisiton 2015-10-06 857,142 $7.00 2,974,811 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 J Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Preferred Stock Disposition 2015-10-05 1,244,269 $0.00 1,244,269 $0.00
Common Stock Series D Preferred Stock Disposition 2015-10-05 583,559 $0.00 583,559 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series C and Series D Preferred Stock automatically converted on a one-to-one basis into Common Stock upon the consummation of the Issuer's initial public offering.
  2. The shares are held by Sofinnova Venture Partners VIII, L.P. ("SVP VIII"). Sofinnova Management VIII, L.L.C. ("SM VIII") is the general partner of SVP VIII. The individual Managers, or the Managing Members, of SM VIII are Michael Powell, James Healy, Srinivas Akkaraju and Anand Mehra. The Managers share voting and dispositive power with regard to the shares held directly by SVP VIII. Such persons and entities disclaim beneficial ownership over the shares owned by SVP VIII except to the extent of any pecuniary interest therein.
  3. The shares were issued for no additional consideration pursuant to an accruing paid-in-kind dividend on shares of Series C and Series D Preferred Stock of the Company.
  4. The expiration date is not relevant to the conversion of these securities.
  5. Due to a clerical error, the Reporting Person's Form 3 which previously reported the holding of these shares understated his total by one (1) share.