Filing Details

Accession Number:
0001019687-15-003635
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-05 19:16:41
Reporting Period:
2015-10-01
Filing Date:
2015-10-05
Accepted Time:
2015-10-05 19:16:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1023364 Autobytel Inc ABTL Services-Computer Programming, Data Processing, Etc. (7370) 330711569
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1640905 Galeb3 Inc 3250 Ne 1St Avenue, Suite 915
Miami FL 33137
No No Yes No
1641128 Sr Jose Vargas 3250 Ne 1St Avenue, Suite 915
Miami FL 33137
Chief Revenue Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-27 186,553 $4.65 186,553 No 4 P Indirect Held by Auto Holdings Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by Auto Holdings Ltd.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Series B Preferred Stock - Convertible/non-voting Acquisiton 2015-10-01 32,322 $124.90 323,220 $0.00
Common Series B Preferred Stock - Convertible/non-voting Acquisiton 2015-10-01 773 $124.90 7,730 $0.00
Series B Preferred Warrants Acquisiton 2015-10-01 28,518 $17.15 28,518 $184.47
Series B Preferred Warrants Acquisiton 2015-10-01 682 $17.15 682 $184.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,322 2018-10-01 No 4 J Indirect
33,095 2018-10-01 No 4 J Indirect
28,518 2018-10-01 2022-10-01 No 4 J Indirect
29,200 2018-10-01 2022-10-01 No 4 J Indirect
Footnotes
  1. Acquisition of acquired entity AutoWeb, Inc. in a stock-for-stock transaction.
  2. Earliest date of conversion with shareholder approval but also subject to various terms/conditions which may allow for earlier conversion
  3. No expiration date.