Filing Details
- Accession Number:
- 0001140361-15-036854
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-05 15:08:04
- Reporting Period:
- 2015-10-05
- Filing Date:
- 2015-10-05
- Accepted Time:
- 2015-10-05 15:08:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
99614 | Tri-Continental Corp | TY | (0) | 135441850 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491429 | Matthew Brian Condon | 225 Franklin Street Boston MA 02110 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Tri-Continental Corporation Common Stock | Acquisiton | 2015-10-05 | 1,000 | $19.68 | 13,000 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2015-10-05 | 1,000 | $19.69 | 14,000 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2015-10-05 | 1,000 | $19.65 | 15,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |