Filing Details
- Accession Number:
- 0000919574-15-007187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-02 20:02:25
- Reporting Period:
- 2015-09-30
- Filing Date:
- 2015-10-02
- Accepted Time:
- 2015-10-02 20:02:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1327467 | Celator Pharmaceuticals Inc | CPXX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1576115 | Valence Life Sciences Gp Ii Llc | C/O Valence Life Sciences Llc 590 Madison Avenue, 21St Floor New York NY 10022 | No | No | No | Yes | |
1576244 | W Eric Roberts | C/O Valence Life Sciences Llc 590 Madison Avenue, 21St Floor New York NY 10022 | No | No | No | Yes | |
1600038 | Valence Cdk Spv, L.p. | C/O Valence Life Sciences Llc 590 Madison Avenue, 21St Floor New York NY 10022 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-30 | 200 | $1.67 | 159,986 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-09-30 | 5,000 | $1.62 | 164,986 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-09-30 | 2,000 | $1.68 | 166,986 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-09-30 | 3,000 | $1.66 | 169,986 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-10-01 | 2,000 | $1.64 | 171,986 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,123,612 | Indirect | See Footnote |
Footnotes
- The reported securities are directly owned by Valence CDK SPV, L.P. ("CDK SPV"). Valence Life Sciences GP II, LLC ("GP II") is the sole general partner of CDK SPV. In his capacity as the sole manager of GP II, Eric Roberts shares voting and investment authority over the securities held by CDK SPV. GP II and Mr. Roberts may be deemed to beneficially own the securities held by CDK SPV. Mr. Roberts and GP II disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interests therein.