Filing Details
- Accession Number:
- 0001144204-15-057967
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-02 18:36:47
- Reporting Period:
- 2015-09-30
- Filing Date:
- 2015-10-02
- Accepted Time:
- 2015-10-02 18:36:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1590695 | Twinlab Consolidated Holdings Inc. | TLCC | Medicinal Chemicals & Botanical Products (2833) | 463951742 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1620362 | L David Andel Van | 3133 Orchard Vista Drive Se Grand Rapids MI 49546 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Acquisiton | 2015-09-30 | 3,289,474 | $0.01 | 34,791,814 | No | 4 | X | Indirect | owned through a Trust |
Common Stock, Par Value $0.001 | Acquisiton | 2015-09-30 | 3,289,474 | $0.01 | 33,168,948 | No | 4 | X | Indirect | owned through limited liability company |
Common Stock, Par Value $0.001 | Acquisiton | 2015-10-02 | 41,379,310 | $0.29 | 48,332,266 | No | 4 | P | Indirect | owned through limited liability company |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | owned through a Trust |
No | 4 | X | Indirect | owned through limited liability company |
No | 4 | P | Indirect | owned through limited liability company |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Warrant (right to buy) | Disposition | 2015-09-30 | 3,289,474 | $0.00 | 3,289,474 | $0.01 |
Common Stock, Par Value $0.001 | Warrant (right to buy) | Disposition | 2015-09-30 | 3,289,474 | $0.00 | 3,289,474 | $0.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-06-02 | 2020-05-31 | No | 4 | X | Indirect |
0 | 2015-06-02 | 2020-05-31 | No | 4 | X | Indirect |
Footnotes
- These shares are owned by the David L. Van Andel Trust u/a dated November 30, 1993 (the "DVA Trust"), of which the reporting person is the sole trustee and the principal beneficiary.
- These shares are owned by Little Harbor LLC, a Nevada limited liability company ("LH LLC"), of which the reporting person is the sole manager and a holder as sole trustee of the DVA Trust of 80.5% of the membership interests. The reporting person disclaims beneficial ownership of any shares held by LH LLC that would exceed his percentage interest in LH LLC.
- These shares are owned by Great Harbor Capital, LLC, a Delaware limited liability company, of which the reporting person is the sole manager and a holder as sole trustee of the DVA Trust of 100% of the membership interests.
- The warrant was issued to the DVA Trust pursuant to a Stock Purchase Agreement, dated as of June 2, 2015.
- The warrant was owned by the DVA Trust.
- The warrant was issued to LH LLC pursuant to a Stock Purchase Agreement dated as of June 2, 2015.
- The warrant was owned by LH LLC.