Filing Details
- Accession Number:
- 0001127602-15-028456
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-02 18:11:37
- Reporting Period:
- 2015-09-30
- Filing Date:
- 2015-10-02
- Accepted Time:
- 2015-10-02 18:11:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1409970 | Lendingclub Corp | LC | Finance Services (6199) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1626636 | Henry Lawrence Summers | C/O Lendingclub Corporation 71 Stevenson Street, Suite 300 San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-09-30 | 23,421 | $13.29 | 487,956 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 164,381 | Indirect | By LHS 2014 Qualified Annuity Trust #3L |
Common Stock | 65,275 | Indirect | By LHS 2015 Qualified Annuity Trust #1L |
Common Stock | 2,500 | Indirect | By Stepdaughter |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2015.
- This transaction was executed in multiple trades during the day at prices ranging from $13.14 to $13.58. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Shares held of record by Lawrence H. Summers, Trustee of LHS 2014 Qualified Annuity Trust #3L. On July 24, 2015, 65,275 shares were transferred to the reporting person as an annuity payment.
- Shares held of record by Lawrence H. Summers, Trustee of LHS 2015 Qualified Annuity Trust #1L. On September 14, 2015, the reporting person contributed 65,275 shares to LHS Qualified Annuity Trust #1L.