Filing Details
- Accession Number:
- 0001209191-15-073505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-02 17:49:08
- Reporting Period:
- 2015-09-30
- Filing Date:
- 2015-10-02
- Accepted Time:
- 2015-10-02 17:49:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
919956 | Diversicare Healthcare Services Inc. | DVCR | Services-Skilled Nursing Care Facilities (8051) | 621559667 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1139389 | E Wallace Olson | C/O 1621 Galleria Boulevard Brentwood TN 37027 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-09-30 | 211 | $10.23 | 548,194 | No | 4 | S | Indirect | Partnership |
Common Stock | Disposition | 2015-09-30 | 100 | $10.25 | 548,094 | No | 4 | S | Indirect | Partnership |
Common Stock | Disposition | 2015-09-30 | 201 | $10.22 | 547,893 | No | 4 | S | Indirect | Partnership |
Common Stock | Disposition | 2015-09-30 | 1,200 | $10.21 | 546,693 | No | 4 | S | Indirect | Partnership |
Common Stock | Disposition | 2015-09-30 | 2,351 | $10.20 | 544,342 | No | 4 | S | Indirect | Partnership |
Common Stock | Disposition | 2015-09-30 | 100 | $10.08 | 544,242 | No | 4 | S | Indirect | Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Partnership |
No | 4 | S | Indirect | Partnership |
No | 4 | S | Indirect | Partnership |
No | 4 | S | Indirect | Partnership |
No | 4 | S | Indirect | Partnership |
No | 4 | S | Indirect | Partnership |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Dividend Equivalent Rights on 2013 Restricted Shares | Acquisiton | 2015-09-30 | 1 | $0.00 | 1 | $0.00 |
Common Stock | Dividend Equivalent Rights on 2014 Restricted Shares | Acquisiton | 2015-09-30 | 1 | $0.00 | 1 | $0.00 |
Common Stock | Dividend Equivalent Rights on 2015 Restricted Shares | Acquisiton | 2015-09-30 | 2 | $0.00 | 2 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10 | No | 4 | A | Direct | ||
9 | No | 4 | A | Direct | ||
5 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,300 | Indirect | Joint Ownership with Daughter |
Common Stock | 6,646 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Settled Stock Appreciation Right | $5.45 | 2020-06-18 | 1,000 | 1,000 | Direct | |
Common Stock | Stock Settled Stock Appreciation Right | $2.37 | 2019-03-13 | 1,000 | 1,000 | Direct | |
Common Stock | Stock Settled Stock Appreciation Right | $10.88 | 2018-03-14 | 1,000 | 1,000 | Direct | |
Common Stock | Stock Settled Stock Appreciation Right | $11.59 | 2017-03-07 | 1,000 | 1,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-06-18 | 1,000 | 1,000 | Direct |
2019-03-13 | 1,000 | 1,000 | Direct |
2018-03-14 | 1,000 | 1,000 | Direct |
2017-03-07 | 1,000 | 1,000 | Direct |
Footnotes
- These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2013 and will vest as the underlying shares vest.
- Represents vesting of dividend equivalent.
- These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2014 and will vest as the underlying shares vest.
- These dividend equivalent rights accrued on shares of restricted stock granted on March 10, 2015 and will vest as the underlying shares vest.
- Vests 1/3 on first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant.