Filing Details
- Accession Number:
- 0001209191-15-073289
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-02 16:37:39
- Reporting Period:
- 2015-10-01
- Filing Date:
- 2015-10-02
- Accepted Time:
- 2015-10-02 16:37:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120193 | Nasdaq Inc. | NDAQ | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 521165937 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1521495 | Lee Shavel | One Liberty Plaza New York NY 10006 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2015-10-01 | 10,231 | $53.10 | 85,399 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $24.94 | 2021-05-23 | 41,257 | 41,257 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-05-23 | 41,257 | 41,257 | Direct |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.81 to $53.46, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- Represents (i) 34,564 units of vested restricted stock granted pursuant to Nasdaq's Equity Incentive Plan and (ii) 50,835 vested shares underlying performance share units.
- Options exercisable.