Filing Details

Accession Number:
0001019056-15-000793
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-10-01 20:39:09
Reporting Period:
2015-09-29
Filing Date:
2015-10-01
Accepted Time:
2015-10-01 20:39:09
Original Submission Date:
2015-09-29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1217234 Caredx Inc. CDNA Services-Medical Laboratories (8071) 943316839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070170 Neil Gagnon 1370 Avenue Of The Americas
24Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-29 264 $4.10 1,235,006 No 4 P Direct
Common Stock Acquisiton 2015-09-29 188 $4.10 1,235,194 No 4 P Indirect By Self as Trustee of Gagnon Securities LLC Profit Sharing Plan
Common Stock Acquisiton 2015-09-29 334 $4.10 1,235,528 No 4 P Direct
Common Stock Acquisiton 2015-09-29 1,932 $3.91 1,237,460 No 4 P Direct
Common Stock Acquisiton 2015-09-29 3,614 $3.91 1,241,074 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Self as Trustee of Gagnon Securities LLC Profit Sharing Plan
No 4 P Direct
No 4 P Direct
No 4 P Direct