Filing Details
- Accession Number:
- 0001144204-15-057709
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-01 16:47:33
- Reporting Period:
- 2015-09-29
- Filing Date:
- 2015-10-01
- Accepted Time:
- 2015-10-01 16:47:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1035354 | Sevion Therapeutics Inc. | SVON | Services-Commercial Physical & Biological Research (8731) | 841368850 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
898860 | Al Et Md Phillip Frost | 4400 Biscayne Blvd Miami FL 33137 | Yes | No | Yes | No | |
1380896 | Trust Investments Gamma Frost | 4400 Biscayne Boulevard, 15Th Floor Miami FL 33137 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-29 | 35,000 | $0.61 | 1,598,170 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.63 to $0.58, inclusive. The reporting person undertakes to provide to Sevion Therapeutics, Inc., any security holder of Sevion Therapeutics, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- These securities are held by Frost Gamma Investments Trust, of which the Reporting Person is the trustee and Frost Gamma Limited Partnership is the sole and exclusive beneficiary. The Reporting Person is one of two limited partners of Frost Gamma, L.P. The general partner of Frost Gamma, L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. The Reporting Person is also the sole shareholder of Frost-Nevada Corporation.