Filing Details

Accession Number:
0001144204-15-057709
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-01 16:47:33
Reporting Period:
2015-09-29
Filing Date:
2015-10-01
Accepted Time:
2015-10-01 16:47:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1035354 Sevion Therapeutics Inc. SVON Services-Commercial Physical & Biological Research (8731) 841368850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
898860 Al Et Md Phillip Frost 4400 Biscayne Blvd
Miami FL 33137
Yes No Yes No
1380896 Trust Investments Gamma Frost 4400 Biscayne Boulevard, 15Th Floor
Miami FL 33137
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-29 35,000 $0.61 1,598,170 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.63 to $0.58, inclusive. The reporting person undertakes to provide to Sevion Therapeutics, Inc., any security holder of Sevion Therapeutics, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
  2. These securities are held by Frost Gamma Investments Trust, of which the Reporting Person is the trustee and Frost Gamma Limited Partnership is the sole and exclusive beneficiary. The Reporting Person is one of two limited partners of Frost Gamma, L.P. The general partner of Frost Gamma, L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. The Reporting Person is also the sole shareholder of Frost-Nevada Corporation.