Filing Details

Accession Number:
0001493152-15-004619
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-01 12:43:19
Reporting Period:
2015-09-29
Filing Date:
2015-10-01
Accepted Time:
2015-10-01 12:43:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891417 Pen Inc. PENC Coating, Engraving & Allied Services (3470) 760273345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022732 J Ronald Berman 431 Fairway Dr.,
Suite 200
Deerfield Beach FL 33441
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-09-29 21,000 $0.28 4,942,440 No 4 P Direct
Class A Common Stock Acquisiton 2015-09-29 9,000 $0.25 4,951,440 No 4 P Direct
Class A Common Stock Acquisiton 2015-09-29 29,800 $0.27 4,981,240 No 4 P Direct
Class A Common Stock Acquisiton 2015-09-29 12,000 $0.28 4,993,240 No 4 P Direct
Class A Common Stock Acquisiton 2015-09-30 42,900 $0.25 5,036,140 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct