Filing Details
- Accession Number:
- 0000899243-15-005644
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-01 09:59:48
- Reporting Period:
- 2015-09-29
- Filing Date:
- 2015-10-01
- Accepted Time:
- 2015-10-01 09:59:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
47307 | Hickok Inc | HICKA | Industrial Instruments For Measurement, Display, And Control (3823) | 340288470 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545202 | Steven Rosen | 25101 Chagrin Boulevard, Suite 1350 Beachwood OH 44122 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Shares, No Par Value | Acquisiton | 2015-09-29 | 75,000 | $1.50 | 115,000 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
Footnotes
- These shares are owned directly by Roundball LLC, an Ohio limited liability company ("Roundball").
- For purposes of the Securities Exchange Act of 1934, the Reporting Person disclaims beneficial ownership of any securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.