Filing Details
- Accession Number:
- 0001140361-15-036336
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-30 17:26:58
- Reporting Period:
- 2015-09-28
- Filing Date:
- 2015-09-30
- Accepted Time:
- 2015-09-30 17:26:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
351834 | Sunopta Inc. | STKL | Wholesale-Farm Product Raw Materials (5150) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1592476 | Tourbillon Capital Partners, L.p. | 444 Madison Avenue 26Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Disposition | 2015-09-28 | 24,256 | $5.25 | 8,289,592 | No | 4 | S | Indirect | By Tourbillon Global Master Fund, Ltd |
Common Shares, No Par Value | Disposition | 2015-09-28 | 9,702 | $5.13 | 8,279,890 | No | 4 | S | Indirect | By Tourbillon Global Master Fund, Ltd |
Common Shares, No Par Value | Disposition | 2015-09-28 | 14,554 | $5.00 | 8,265,336 | No | 4 | S | Indirect | By Tourbillon Global Master Fund, Ltd |
Common Shares, No Par Value | Disposition | 2015-09-28 | 212 | $5.25 | 73,087 | No | 4 | S | Indirect | By Tourbillon Global Long Alpha Fund, LLC |
Common Shares, No Par Value | Disposition | 2015-09-28 | 85 | $5.13 | 73,002 | No | 4 | S | Indirect | By Tourbillon Global Long Alpha Fund, LLC |
Common Shares, No Par Value | Disposition | 2015-09-28 | 127 | $5.00 | 72,875 | No | 4 | S | Indirect | By Tourbillon Global Long Alpha Fund, LLC |
Common Shares, No Par Value | Disposition | 2015-09-28 | 532 | $5.25 | 180,045 | No | 4 | S | Indirect | By Tourbillon Global Long Alpha Fund, Ltd |
Common Shares, No Par Value | Disposition | 2015-09-28 | 213 | $5.13 | 179,832 | No | 4 | S | Indirect | By Tourbillon Global Long Alpha Fund, Ltd |
Common Shares, No Par Value | Disposition | 2015-09-28 | 319 | $5.00 | 179,513 | No | 4 | S | Indirect | By Tourbillon Global Long Alpha Fund, Ltd |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Tourbillon Global Master Fund, Ltd |
No | 4 | S | Indirect | By Tourbillon Global Master Fund, Ltd |
No | 4 | S | Indirect | By Tourbillon Global Master Fund, Ltd |
No | 4 | S | Indirect | By Tourbillon Global Long Alpha Fund, LLC |
No | 4 | S | Indirect | By Tourbillon Global Long Alpha Fund, LLC |
No | 4 | S | Indirect | By Tourbillon Global Long Alpha Fund, LLC |
No | 4 | S | Indirect | By Tourbillon Global Long Alpha Fund, Ltd |
No | 4 | S | Indirect | By Tourbillon Global Long Alpha Fund, Ltd |
No | 4 | S | Indirect | By Tourbillon Global Long Alpha Fund, Ltd |
Footnotes
- This Form 4 is filed jointly by Tourbillon Capital Partners, L.P. ("Tourbillon") and Jason H. Karp (together, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the Common Shares reported herein except to the extent of his or its pecuniary interest therein.
- Securities held for the account of Tourbillon Global Master Fund, Ltd ("Global Master Fund"). Each of Tourbillon, as the Investment Manager of Global Master Fund, and Jason H. Karp, as the Chief Executive Officer of Tourbillon, may be deemed to beneficially own the securities held for the account of Global Master Fund.
- Securities held for the account of Tourbillon Global Long Alpha Fund, LLC ("Global Alpha Fund"). Each of Tourbillon, as the Investment Manager of Global Alpha Fund, and Jason H. Karp, as the Chief Executive Officer of Tourbillon, may be deemed to beneficially own the securities held for the account of Global Alpha Fund.
- Securities held for the account of Tourbillon Global Long Alpha Fund, Ltd ("Global Alpha Offshore Fund"). Each of Tourbillon, as the Investment Manager of Global Alpha Offshore Fund, and Jason H. Karp, as the Chief Executive Officer of Tourbillon, may be deemed to beneficially own the securities held for the account of Global Alpha Offshore Fund.