Filing Details
- Accession Number:
- 0001104659-15-068327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-30 16:30:02
- Reporting Period:
- 2015-09-29
- Filing Date:
- 2015-09-30
- Accepted Time:
- 2015-09-30 16:30:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1459417 | 2U Inc. | TWOU | Services-Prepackaged Software (7372) | 262335939 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1359083 | J Christopher Paucek | C/O 2U, Inc. 8201 Corporate Drive, Suite 900 Landover MD 20785 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-29 | 21,618 | $3.08 | 135,948 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-09-29 | 103,382 | $5.75 | 239,330 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-09-30 | 125,000 | $32.47 | 114,330 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-09-29 | 21,618 | $0.00 | 21,618 | $3.08 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-09-29 | 103,382 | $0.00 | 103,382 | $5.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
150,845 | 2022-02-15 | No | 4 | M | Direct | |
372,633 | 2023-05-08 | No | 4 | M | Direct |
Footnotes
- 25% of the shares underlying this option at the date of grant vested on December 31, 2012, and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer as of the applicable vesting date.
- 25% of the shares underlying this option at the date of grant vested on January 31, 2014, and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer as of the applicable vesting date.