Filing Details

Accession Number:
0001104659-15-068327
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-30 16:30:02
Reporting Period:
2015-09-29
Filing Date:
2015-09-30
Accepted Time:
2015-09-30 16:30:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1459417 2U Inc. TWOU Services-Prepackaged Software (7372) 262335939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1359083 J Christopher Paucek C/O 2U, Inc.
8201 Corporate Drive, Suite 900
Landover MD 20785
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-29 21,618 $3.08 135,948 No 4 M Direct
Common Stock Acquisiton 2015-09-29 103,382 $5.75 239,330 No 4 M Direct
Common Stock Disposition 2015-09-30 125,000 $32.47 114,330 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-09-29 21,618 $0.00 21,618 $3.08
Common Stock Employee Stock Option (right to buy) Disposition 2015-09-29 103,382 $0.00 103,382 $5.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
150,845 2022-02-15 No 4 M Direct
372,633 2023-05-08 No 4 M Direct
Footnotes
  1. 25% of the shares underlying this option at the date of grant vested on December 31, 2012, and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer as of the applicable vesting date.
  2. 25% of the shares underlying this option at the date of grant vested on January 31, 2014, and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer as of the applicable vesting date.