Filing Details
- Accession Number:
- 0001575622-15-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-30 15:08:03
- Reporting Period:
- 2015-09-28
- Filing Date:
- 2015-09-30
- Accepted Time:
- 2015-09-30 15:08:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575622 | E.h. Dewhurst | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-09-28 | 18,768 | $12.47 | 143,696 | No | 4 | S | Indirect | BY FALCON SEABOARD INVESTMENT COMPANY, L.P. |
| Common Stock | Disposition | 2015-09-28 | 1,232 | $12.43 | 9,429 | No | 4 | S | Indirect | By Falcon Seaboard Holdings, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | BY FALCON SEABOARD INVESTMENT COMPANY, L.P. |
| No | 4 | S | Indirect | By Falcon Seaboard Holdings, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,000 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2015.
- The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $12.33 to $12.61, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The Reporting Person is Vice President-Finance, Treasurer and Authorized Representative of this entity.
- The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $12.405 to $12.465, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
