Filing Details
- Accession Number:
- 0001179110-15-013386
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-29 16:33:11
- Reporting Period:
- 2015-09-25
- Filing Date:
- 2015-09-29
- Accepted Time:
- 2015-09-29 16:33:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1211351 | New York & Company Inc. | NWY | Retail-Women's Clothing Stores (5621) | 331031445 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1465100 | Kevin Finnegan | 330 W. 34Th 9Th Floor New York NY 10001 | Evp, Global Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-09-25 | 21,120 | $2.45 | 37,463 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,372 | Indirect | KLF 2004 Grantor Retained Annuity Trust |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2015.
- Includes 2,248 vested deferred stock units; 382 deferred stock units which vest on August 21, 2016; 1,866 deferred stock units which vest on March 13, 2017; 12,218 shares of restricted stock which vest on August 26, 2016; and 20,749 shares of restricted stock which vest on August 25, 2017.
- Represents common stock indirectly beneficially owned through the Kevin L. Finnegan 2004 Grantor Retained Annuity Trust.
Billionaire Hedge Funds
