Filing Details
- Accession Number:
- 0000793040-15-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-29 13:15:14
- Reporting Period:
- 2015-09-25
- Filing Date:
- 2015-09-29
- Accepted Time:
- 2015-09-29 13:15:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793040 | Ellsworth Growth & Income Fund Ltd | ECF | (0) | 133345139 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1190030 | H Thomas Dinsmore | C/O Dinsmore Capital Management 65 Madison Ave Morristown NJ 07960 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Of Beneficial Interest | Disposition | 2015-09-25 | 1,662 | $0.00 | 70,394 | No | 4 | J | Direct | |
Shares Of Beneficial Interest | Acquisiton | 2015-09-28 | 1,256 | $7.96 | 71,650 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | P | Direct |
Footnotes
- This report is filed, in part, to report the disposition of 1,661.93 shares to the reporting person's daughter. The shares were previously held in a New Jersey Uniform Transfer to Minors Act (UTMA) trust for the benefit of the reporting person's daughter, who is now considered to be the sole beneficiary of the shares.
- Includes 1,041.05 shares acquired on various dates in fiscal years 2009 through 2015 under the ECF dividend reinvestment plan.
- Includes 22,983.03 shares acquired on various dates in fiscal years 2009 through 2015 under the ECF dividend reinvestment plan.
- In addition, the reporting person is the indirect beneficial owner of 5,780.64 shares owned by his wife, which the reporting person disclaims beneficial ownership of. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Includes 1,586.06 shares acquired on various dates in fiscal years 2009 through 2015 under the ECF dividend reinvestment plan.
- This form is being filed, in part, to record a private transaction between the reporting person and Dinsmore Capital Management Co., the Issuer's investment adviser.