Filing Details
- Accession Number:
- 0001140361-15-036042
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-09-28 21:08:28
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2015-09-28
- Accepted Time:
- 2015-09-28 21:08:28
- Original Submission Date:
- 2012-03-27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
836809 | Aftermaster Inc. | SOMD | Radio & Tv Broadcasting & Communications Equipment (3663) | 232517953 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545541 | Jr. Frank Perrotti | 305 Spruce Bank Rd. Hamden CT 06518 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-18 | 86,580 | $0.17 | 7,708,893 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-10-08 | 584,588 | $0.25 | 8,293,481 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2014-12-09 | 1,234,040 | $0.50 | 9,527,521 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2015-02-12 | 301,756 | $0.52 | 9,829,277 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2015-02-12 | 45,558 | $0.33 | 9,874,835 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-05-18 | 304,179 | $0.49 | 10,179,014 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2015-07-09 | 32,626 | $0.46 | 10,211,640 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-07-09 | 33,956 | $0.44 | 10,245,596 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-07-14 | 275,483 | $0.53 | 10,521,079 | No | 4 | P | Indirect | (1) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | (1) |
No | 4 | P | Indirect | (1) |
No | 4 | P | Indirect | (1) |
No | 4 | P | Direct | |
No | 4 | P | Indirect | (1) |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | (1) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2012-06-20 | 31,250 | $0.00 | 31,250 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-08-09 | 50,000 | $50,000.00 | 100,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-08-09 | 12,500 | $0.00 | 12,500 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-09-10 | 50,000 | $50,000.00 | 100,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-09-10 | 12,500 | $0.00 | 12,500 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-10-10 | 100,000 | $100,000.00 | 200,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-10-10 | 25,000 | $0.00 | 25,000 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-10-17 | 100,000 | $100,000.00 | 200,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-10-17 | 25,000 | $0.00 | 25,000 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-10-25 | 50,000 | $50,000.00 | 100,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-10-25 | 12,500 | $0.00 | 12,500 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-11-13 | 75,000 | $75,000.00 | 150,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-11-13 | 18,750 | $0.00 | 18,750 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-11-23 | 25,000 | $25,000.00 | 50,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-11-23 | 6,250 | $0.00 | 6,250 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-11-28 | 50,000 | $50,000.00 | 100,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-11-28 | 12,500 | $0.00 | 12,500 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-12-17 | 50,000 | $50,000.00 | 100,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-12-17 | 12,500 | $0.00 | 12,500 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2013-01-14 | 75,000 | $75,000.00 | 150,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2013-01-14 | 18,750 | $0.00 | 18,750 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2013-01-23 | 25,000 | $25,000.00 | 50,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2013-01-23 | 6,250 | $0.00 | 6,250 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2013-01-31 | 35,000 | $35,000.00 | 70,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2013-01-31 | 8,750 | $0.00 | 8,750 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2013-02-05 | 5,000 | $5,000.00 | 10,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2013-02-05 | 1,250 | $0.00 | 1,250 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2013-02-14 | 10,000 | $10,000.00 | 20,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2013-02-14 | 2,500 | $0.00 | 2,500 | $0.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6 | 2012-06-20 | 2017-06-20 | No | 4 | P | Indirect |
6 | 2013-02-09 | No | 4 | P | Indirect | |
6 | 2012-08-09 | 2017-08-09 | No | 4 | P | Indirect |
6 | 2013-03-10 | No | 4 | P | Indirect | |
6 | 2012-09-10 | 2017-09-10 | No | 4 | P | Indirect |
6 | 2013-04-10 | No | 4 | P | Indirect | |
6 | 2012-10-10 | 2017-10-10 | No | 4 | P | Indirect |
6 | 2013-04-17 | No | 4 | P | Indirect | |
6 | 2012-10-17 | 2017-10-17 | No | 4 | P | Indirect |
6 | 2013-04-25 | No | 4 | P | Indirect | |
6 | 2012-10-25 | 2017-10-25 | No | 4 | P | Indirect |
6 | 2013-05-13 | No | 4 | P | Indirect | |
6 | 2012-11-13 | 2017-11-13 | No | 4 | P | Indirect |
6 | 2013-05-23 | No | 4 | P | Indirect | |
6 | 2012-11-23 | 2017-11-23 | No | 4 | P | Indirect |
6 | 2013-05-28 | No | 4 | P | Indirect | |
6 | 2012-11-28 | 2017-11-28 | No | 4 | P | Indirect |
6 | 2013-06-17 | No | 4 | P | Indirect | |
6 | 2012-12-17 | 2017-12-17 | No | 4 | P | Indirect |
6 | 2013-07-14 | No | 4 | P | Indirect | |
6 | 2013-01-14 | 2018-01-14 | No | 4 | P | Indirect |
6 | 2013-07-23 | No | 4 | P | Indirect | |
6 | 2013-01-23 | 2018-01-23 | No | 4 | P | Indirect |
6 | 2013-07-31 | No | 4 | P | Indirect | |
6 | 2013-01-31 | 2018-01-31 | No | 4 | P | Indirect |
6 | 2013-08-05 | No | 4 | P | Indirect | |
6 | 2013-02-05 | 2018-02-05 | No | 4 | P | Indirect |
6 | 2013-08-14 | No | 4 | P | Indirect | |
6 | 2013-02-14 | 2018-02-14 | No | 4 | P | Indirect |
Footnotes
- The beneficial owner is FPJ Investments, LLC ("FPJ"), a single member LLC owned 100% by the reporting person.
- Issued in connection with services as a Director.
- Issued in lieu of interest.
- Issued in connection with a loan by FPJ to Issuer which was evidenced by a promissory note.
- The promissory notes are exercisable for so long as the notes are outstanding.
- See remark.