Filing Details

Accession Number:
0001140361-15-036040
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-09-28 21:05:51
Reporting Period:
2011-03-01
Filing Date:
2015-09-28
Accepted Time:
2015-09-28 21:05:51
Original Submission Date:
2012-03-27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
836809 Aftermaster Inc. SOMD Radio & Tv Broadcasting & Communications Equipment (3663) 232517953
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1545541 Jr. Frank Perrotti 305 Spruce Bank Rd.
Hamden CT 06518
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-01 13,314 $0.69 185,022 No 4 P Direct
Common Stock Acquisiton 2011-05-04 15,000 $1.00 200,022 No 4 P Direct
Common Stock Acquisiton 2011-05-04 37,257 $1.39 237,279 No 4 P Indirect (1)
Common Stock Acquisiton 2011-07-25 23,077 $0.65 260,356 No 4 P Direct
Common Stock Acquisiton 2011-07-25 37,240 $0.85 297,596 No 4 P Indirect (1)
Common Stock Acquisiton 2011-10-13 65,344 $0.67 362,940 No 4 P Indirect (1)
Common Stock Acquisiton 2011-11-03 28,846 $0.52 391,786 No 4 P Direct
Common Stock Acquisiton 2011-12-08 25,468 $0.61 417,254 No 4 P Indirect (1)
Common Stock Acquisiton 2011-12-08 33,562 $0.55 450,816 No 4 P Indirect (1)
Common Stock Acquisiton 2012-03-21 47,500 $0.39 498,316 No 4 P Direct
Common Stock Acquisiton 2012-07-03 256,595 $0.44 754,911 No 4 P Indirect (1)
Common Stock Acquisiton 2012-09-11 389,263 $0.25 1,144,174 No 4 P Indirect (1)
Common Stock Acquisiton 2012-11-19 396,806 $0.30 1,540,980 No 4 P Indirect (1)
Common Stock Acquisiton 2012-11-19 224,116 $0.36 1,765,096 No 4 P Direct
Common Stock Acquisiton 2013-02-22 121,212 $0.13 1,886,308 No 4 P Direct
Common Stock Acquisiton 2013-02-22 609,313 $0.13 2,495,621 No 4 P Indirect (1)
Common Stock Acquisiton 2013-05-08 761,869 $0.17 3,257,490 No 4 P Indirect (1)
Common Stock Acquisiton 2013-05-08 140,845 $0.11 3,398,335 No 4 P Direct
Common Stock Acquisiton 2013-05-30 45,000 $0.18 3,443,335 No 4 P Direct
Common Stock Acquisiton 2013-07-22 89,686 $0.17 3,533,021 No 4 P Direct
Common Stock Acquisiton 2013-07-22 817,006 $0.17 4,350,027 No 4 P Indirect (1)
Common Stock Acquisiton 2013-10-22 68,259 $0.22 4,418,286 No 4 P Direct
Common Stock Acquisiton 2013-10-22 731,871 $0.10 5,150,157 No 4 P Indirect (1)
Common Stock Acquisiton 2014-01-28 739,913 $0.10 5,890,070 No 4 P Indirect (1)
Common Stock Acquisiton 2014-01-28 69,930 $0.10 5,960,000 No 4 P Direct
Common Stock Acquisiton 2014-04-16 95,964 $0.16 6,055,964 No 4 P Direct
Common Stock Acquisiton 2014-04-16 727,311 $0.17 6,783,275 No 4 P Indirect (1)
Common Stock Acquisiton 2014-05-06 83,103 $0.23 6,866,378 No 4 P Indirect (1)
Common Stock Acquisiton 2014-05-06 1,755 $0.21 6,868,133 No 4 P Direct
Common Stock Acquisiton 2014-07-18 754,180 $0.24 7,622,313 No 4 P Indirect (1)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect (1)
No 4 P Direct
No 4 P Indirect (1)
No 4 P Indirect (1)
No 4 P Direct
No 4 P Indirect (1)
No 4 P Indirect (1)
No 4 P Direct
No 4 P Indirect (1)
No 4 P Indirect (1)
No 4 P Indirect (1)
No 4 P Direct
No 4 P Direct
No 4 P Indirect (1)
No 4 P Indirect (1)
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect (1)
No 4 P Direct
No 4 P Indirect (1)
No 4 P Indirect (1)
No 4 P Direct
No 4 P Direct
No 4 P Indirect (1)
No 4 P Indirect (1)
No 4 P Direct
No 4 P Indirect (1)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2011-04-01 30,000 $0.00 30,000 $0.60
Common Stock Warrant Acquisiton 2011-05-01 30,000 $0.00 30,000 $0.60
Common Stock Warrant Acquisiton 2011-06-01 30,000 $0.00 30,000 $0.60
Common Stock Warrant Acquisiton 2011-06-30 50,000 $0.00 50,000 $0.60
Common Stock Warrant Acquisiton 2011-07-30 50,000 $0.00 50,000 $0.60
Common Stock Warrant Acquisiton 2011-09-30 25,000 $0.00 25,000 $0.40
Common Stock Warrant Acquisiton 2011-10-17 30,000 $0.00 30,000 $0.40
Common Stock Convertible Promissory Note Acquisiton 2011-11-03 250,000 $250,000.00 625,000 $0.40
Common Stock Warrant Acquisiton 2011-11-03 60,000 $0.00 60,000 $0.40
Common Stock Convertible Promissory Note Acquisiton 2011-12-02 250,000 $250,000.00 500,000 $0.50
Common Stock Warrant Acquisiton 2011-12-02 112,500 $0.00 112,500 $0.40
Common Stock Convertible Promissory Note Acquisiton 2011-12-15 100,000 $100,000.00 200,000 $0.50
Common Stock Warrant Acquisiton 2011-12-15 50,000 $0.00 50,000 $0.40
Common Stock Convertible Promissory Note Acquisiton 2011-12-30 300,000 $300,000.00 600,000 $0.50
Common Stock Warrant Acquisiton 2011-12-30 150,000 $0.00 150,000 $0.40
Common Stock Convertible Promissory Note Acquisiton 2012-02-03 100,000 $100,000.00 200,000 $0.50
Common Stock Warrant Acquisiton 2012-02-03 25,000 $0.00 25,000 $0.40
Common Stock Convertible Promissory Note Acquisiton 2012-02-16 100,000 $100,000.00 200,000 $0.50
Common Stock Warrant Acquisiton 2012-02-16 25,000 $0.00 25,000 $0.40
Common Stock Convertible Promissory Note Acquisiton 2012-03-02 150,000 $150,000.00 300,000 $0.50
Common Stock Warrant Acquisiton 2012-03-02 37,500 $0.00 37,500 $0.40
Common Stock Convertible Promissory Note Acquisiton 2012-03-16 200,000 $200,000.00 400,000 $0.50
Common Stock Warrant Acquisiton 2012-03-16 50,000 $0.00 50,000 $0.40
Common Stock Convertible Promissory Note Acquisiton 2012-04-17 200,000 $200,000.00 400,000 $0.50
Common Stock Warrant Acquisiton 2012-04-17 50,000 $0.00 50,000 $0.40
Common Stock Convertible Promissory Note Acquisiton 2012-05-03 150,000 $150,000.00 300,000 $0.50
Common Stock Warrant Acquisiton 2012-05-03 37,500 $0.00 37,500 $0.40
Common Stock Convertible Promissory Note Acquisiton 2012-06-05 125,000 $125,000.00 250,000 $0.50
Common Stock Warrant Acquisiton 2012-06-05 31,250 $0.00 31,250 $0.40
Common Stock Convertible Promissory Note Acquisiton 2012-06-20 125,000 $125,000.00 250,000 $0.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7 2011-04-01 2016-04-01 No 4 P Indirect
7 2011-05-01 2016-05-01 No 4 P Indirect
7 2011-06-01 2016-06-01 No 4 P Indirect
7 2011-06-30 2016-06-30 No 4 P Indirect
7 2011-07-30 2016-07-30 No 4 P Indirect
7 2011-09-30 2016-09-30 No 4 P Indirect
7 2011-10-17 2016-10-17 No 4 P Indirect
7 2012-05-03 No 4 P Indirect
7 2011-11-03 2016-11-03 No 4 P Indirect
7 2012-06-02 No 4 P Indirect
7 2011-12-02 2016-12-02 No 4 P Indirect
7 2012-06-15 No 4 P Indirect
7 2011-12-15 2016-12-15 No 4 P Indirect
7 2012-06-30 No 4 P Indirect
7 2011-12-30 2016-12-30 No 4 P Indirect
7 2012-08-03 No 4 P Indirect
7 2012-02-03 2017-02-03 No 4 P Indirect
7 2012-08-16 No 4 P Indirect
7 2012-02-16 2017-02-16 No 4 P Indirect
7 2012-09-02 No 4 P Indirect
7 2012-03-02 2017-03-02 No 4 P Indirect
7 2012-09-16 No 4 P Indirect
7 2012-03-16 2017-03-16 No 4 P Indirect
7 2012-10-17 No 4 P Indirect
7 2012-04-17 2017-04-17 No 4 P Indirect
7 2012-11-03 No 4 P Indirect
7 2012-05-03 2017-05-03 No 4 P Indirect
7 2012-12-05 No 4 P Indirect
7 2012-06-05 2017-06-05 No 4 P Indirect
7 2012-12-20 No 4 P Indirect
Footnotes
  1. The beneficial owner is FPJ Investments, LLC ("FPJ"), a single member LLC owned 100% by the reporting person.
  2. Issued in connection with services as a Director.
  3. Issued in lieu of interest.
  4. Issued in connection with the modification of certain of FPJ's rights in connection with a promissory note.
  5. Issued in connection with a loan by FPJ to Issuer which was evidenced by a promissory note.
  6. The promissory notes are exercisable for so long as the notes are outstanding.
  7. See remark.