Filing Details
- Accession Number:
- 0001140361-15-036040
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-09-28 21:05:51
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2015-09-28
- Accepted Time:
- 2015-09-28 21:05:51
- Original Submission Date:
- 2012-03-27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
836809 | Aftermaster Inc. | SOMD | Radio & Tv Broadcasting & Communications Equipment (3663) | 232517953 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545541 | Jr. Frank Perrotti | 305 Spruce Bank Rd. Hamden CT 06518 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-01 | 13,314 | $0.69 | 185,022 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-04 | 15,000 | $1.00 | 200,022 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-04 | 37,257 | $1.39 | 237,279 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2011-07-25 | 23,077 | $0.65 | 260,356 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-07-25 | 37,240 | $0.85 | 297,596 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2011-10-13 | 65,344 | $0.67 | 362,940 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2011-11-03 | 28,846 | $0.52 | 391,786 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-12-08 | 25,468 | $0.61 | 417,254 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2011-12-08 | 33,562 | $0.55 | 450,816 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2012-03-21 | 47,500 | $0.39 | 498,316 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-07-03 | 256,595 | $0.44 | 754,911 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2012-09-11 | 389,263 | $0.25 | 1,144,174 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2012-11-19 | 396,806 | $0.30 | 1,540,980 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2012-11-19 | 224,116 | $0.36 | 1,765,096 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-02-22 | 121,212 | $0.13 | 1,886,308 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-02-22 | 609,313 | $0.13 | 2,495,621 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2013-05-08 | 761,869 | $0.17 | 3,257,490 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2013-05-08 | 140,845 | $0.11 | 3,398,335 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-05-30 | 45,000 | $0.18 | 3,443,335 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-07-22 | 89,686 | $0.17 | 3,533,021 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-07-22 | 817,006 | $0.17 | 4,350,027 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2013-10-22 | 68,259 | $0.22 | 4,418,286 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-10-22 | 731,871 | $0.10 | 5,150,157 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2014-01-28 | 739,913 | $0.10 | 5,890,070 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2014-01-28 | 69,930 | $0.10 | 5,960,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-04-16 | 95,964 | $0.16 | 6,055,964 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-04-16 | 727,311 | $0.17 | 6,783,275 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2014-05-06 | 83,103 | $0.23 | 6,866,378 | No | 4 | P | Indirect | (1) |
Common Stock | Acquisiton | 2014-05-06 | 1,755 | $0.21 | 6,868,133 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-07-18 | 754,180 | $0.24 | 7,622,313 | No | 4 | P | Indirect | (1) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | (1) |
No | 4 | P | Direct | |
No | 4 | P | Indirect | (1) |
No | 4 | P | Indirect | (1) |
No | 4 | P | Direct | |
No | 4 | P | Indirect | (1) |
No | 4 | P | Indirect | (1) |
No | 4 | P | Direct | |
No | 4 | P | Indirect | (1) |
No | 4 | P | Indirect | (1) |
No | 4 | P | Indirect | (1) |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | (1) |
No | 4 | P | Indirect | (1) |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | (1) |
No | 4 | P | Direct | |
No | 4 | P | Indirect | (1) |
No | 4 | P | Indirect | (1) |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | (1) |
No | 4 | P | Indirect | (1) |
No | 4 | P | Direct | |
No | 4 | P | Indirect | (1) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2011-04-01 | 30,000 | $0.00 | 30,000 | $0.60 |
Common Stock | Warrant | Acquisiton | 2011-05-01 | 30,000 | $0.00 | 30,000 | $0.60 |
Common Stock | Warrant | Acquisiton | 2011-06-01 | 30,000 | $0.00 | 30,000 | $0.60 |
Common Stock | Warrant | Acquisiton | 2011-06-30 | 50,000 | $0.00 | 50,000 | $0.60 |
Common Stock | Warrant | Acquisiton | 2011-07-30 | 50,000 | $0.00 | 50,000 | $0.60 |
Common Stock | Warrant | Acquisiton | 2011-09-30 | 25,000 | $0.00 | 25,000 | $0.40 |
Common Stock | Warrant | Acquisiton | 2011-10-17 | 30,000 | $0.00 | 30,000 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2011-11-03 | 250,000 | $250,000.00 | 625,000 | $0.40 |
Common Stock | Warrant | Acquisiton | 2011-11-03 | 60,000 | $0.00 | 60,000 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2011-12-02 | 250,000 | $250,000.00 | 500,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2011-12-02 | 112,500 | $0.00 | 112,500 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2011-12-15 | 100,000 | $100,000.00 | 200,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2011-12-15 | 50,000 | $0.00 | 50,000 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2011-12-30 | 300,000 | $300,000.00 | 600,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2011-12-30 | 150,000 | $0.00 | 150,000 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-02-03 | 100,000 | $100,000.00 | 200,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-02-03 | 25,000 | $0.00 | 25,000 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-02-16 | 100,000 | $100,000.00 | 200,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-02-16 | 25,000 | $0.00 | 25,000 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-03-02 | 150,000 | $150,000.00 | 300,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-03-02 | 37,500 | $0.00 | 37,500 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-03-16 | 200,000 | $200,000.00 | 400,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-03-16 | 50,000 | $0.00 | 50,000 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-04-17 | 200,000 | $200,000.00 | 400,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-04-17 | 50,000 | $0.00 | 50,000 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-05-03 | 150,000 | $150,000.00 | 300,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-05-03 | 37,500 | $0.00 | 37,500 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-06-05 | 125,000 | $125,000.00 | 250,000 | $0.50 |
Common Stock | Warrant | Acquisiton | 2012-06-05 | 31,250 | $0.00 | 31,250 | $0.40 |
Common Stock | Convertible Promissory Note | Acquisiton | 2012-06-20 | 125,000 | $125,000.00 | 250,000 | $0.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7 | 2011-04-01 | 2016-04-01 | No | 4 | P | Indirect |
7 | 2011-05-01 | 2016-05-01 | No | 4 | P | Indirect |
7 | 2011-06-01 | 2016-06-01 | No | 4 | P | Indirect |
7 | 2011-06-30 | 2016-06-30 | No | 4 | P | Indirect |
7 | 2011-07-30 | 2016-07-30 | No | 4 | P | Indirect |
7 | 2011-09-30 | 2016-09-30 | No | 4 | P | Indirect |
7 | 2011-10-17 | 2016-10-17 | No | 4 | P | Indirect |
7 | 2012-05-03 | No | 4 | P | Indirect | |
7 | 2011-11-03 | 2016-11-03 | No | 4 | P | Indirect |
7 | 2012-06-02 | No | 4 | P | Indirect | |
7 | 2011-12-02 | 2016-12-02 | No | 4 | P | Indirect |
7 | 2012-06-15 | No | 4 | P | Indirect | |
7 | 2011-12-15 | 2016-12-15 | No | 4 | P | Indirect |
7 | 2012-06-30 | No | 4 | P | Indirect | |
7 | 2011-12-30 | 2016-12-30 | No | 4 | P | Indirect |
7 | 2012-08-03 | No | 4 | P | Indirect | |
7 | 2012-02-03 | 2017-02-03 | No | 4 | P | Indirect |
7 | 2012-08-16 | No | 4 | P | Indirect | |
7 | 2012-02-16 | 2017-02-16 | No | 4 | P | Indirect |
7 | 2012-09-02 | No | 4 | P | Indirect | |
7 | 2012-03-02 | 2017-03-02 | No | 4 | P | Indirect |
7 | 2012-09-16 | No | 4 | P | Indirect | |
7 | 2012-03-16 | 2017-03-16 | No | 4 | P | Indirect |
7 | 2012-10-17 | No | 4 | P | Indirect | |
7 | 2012-04-17 | 2017-04-17 | No | 4 | P | Indirect |
7 | 2012-11-03 | No | 4 | P | Indirect | |
7 | 2012-05-03 | 2017-05-03 | No | 4 | P | Indirect |
7 | 2012-12-05 | No | 4 | P | Indirect | |
7 | 2012-06-05 | 2017-06-05 | No | 4 | P | Indirect |
7 | 2012-12-20 | No | 4 | P | Indirect |
Footnotes
- The beneficial owner is FPJ Investments, LLC ("FPJ"), a single member LLC owned 100% by the reporting person.
- Issued in connection with services as a Director.
- Issued in lieu of interest.
- Issued in connection with the modification of certain of FPJ's rights in connection with a promissory note.
- Issued in connection with a loan by FPJ to Issuer which was evidenced by a promissory note.
- The promissory notes are exercisable for so long as the notes are outstanding.
- See remark.