Filing Details
- Accession Number:
- 0001140361-11-006420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-04 16:42:13
- Reporting Period:
- 2011-02-02
- Filing Date:
- 2011-02-04
- Accepted Time:
- 2011-02-04 16:42:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487986 | Hawaiian Telcom Holdco Inc. | HCOM | Communications Services, Nec (4899) | 161710376 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
947822 | Stephen Feinberg | C/O Cerberus Capital Management, L.p. 299 Park Avenue - 22Nd Floor New York NY 10171 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Disposition | 2011-02-02 | 150,000 | $24.40 | 986,042 | No | 4 | S | Indirect | By limited liability company |
Common Stock, Par Value $0.01 | Disposition | 2011-02-02 | 57,000 | $24.48 | 929,042 | No | 4 | S | Indirect | By limited liability company |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By limited liability company |
No | 4 | S | Indirect | By limited liability company |
Footnotes
- As of February 2, 2011, Cerberus Series Four Holdings, LLC holds 929,042 shares of common stock, par value $0.01 per share (the "Common Stock"), of Hawaiian Telcom Holdco, Inc. (the "Company") and warrants to acquire 186,747 shares of Common Stock. The 929,042 shares of Common Stock held by Cerberus Series Four Holdings, LLC includes 46,709 shares of Common Stock that Cerberus Series Four Holdings, LLC received in connection with the settlement of certain trades of senior secured bankruptcy claims, which claims pertained to the Company's outstanding senior secured debt issued under the Company's Amended and Restated Credit Agreement, dated as of June 1, 2007. These trades were executed prior to the registration of the Common Stock under the Securities Exchange Act of 1934, as amended (the "Act"), and thus, the acquisition of the 46,709 shares of Common Stock is not subject to Section 16 of the Act and is being reported herein for informational purposes only.
- Stephen Feinberg, through one or more entities, possesses the sole power to vote and the sole power to direct the disposition of all securities of the Company held by Cerberus Series Four Holdings, LLC. Mr. Feinberg's interest in the securities reported herein is limited to the extent of his pecuniary interest in Cerberus Series IV Holdings, LLC, if any.