Filing Details
- Accession Number:
- 0001209191-11-007221
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-04 16:41:49
- Reporting Period:
- 2011-02-02
- Filing Date:
- 2011-02-04
- Accepted Time:
- 2011-02-04 16:41:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920760 | Lennar Corp W | LEN, LEN.B | General Bldg Contractors - Residential Bldgs (1520) | 954337490 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245946 | M Jonathan Jaffe | 700 Nw 107Th Avenue Suite 400 Miami FL 33172 | Vice President/Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-02-02 | 20,000 | $18.32 | 357,500 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-02-02 | 297 | $19.69 | 357,203 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-02-02 | 1,147 | $19.68 | 356,056 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-02-02 | 1,156 | $19.67 | 354,900 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-02-02 | 600 | $19.66 | 354,300 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-02-02 | 7,500 | $19.65 | 346,800 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-02-02 | 1,300 | $19.64 | 345,500 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-02-02 | 7,500 | $19.63 | 338,000 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-02-02 | 500 | $19.62 | 337,500 | No | 4 | S | Direct | |
Class B Common Stock | Acquisiton | 2011-02-02 | 2,000 | $0.00 | 2,000 | No | 4 | M | Direct | |
Class B Common Stock | Disposition | 2011-02-02 | 200 | $16.29 | 1,800 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2011-02-02 | 100 | $16.28 | 1,700 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2011-02-02 | 100 | $16.27 | 1,600 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2011-02-02 | 100 | $16.26 | 1,500 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2011-02-02 | 100 | $16.15 | 1,400 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2011-02-02 | 400 | $16.13 | 1,000 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2011-02-02 | 200 | $16.10 | 800 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2011-02-02 | 300 | $16.09 | 500 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2011-02-02 | 100 | $16.06 | 400 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2011-02-02 | 100 | $16.05 | 300 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2011-02-02 | 300 | $16.04 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
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No | 4 | M | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-02 | 20,000 | $0.00 | 20,000 | $18.32 |
Class B Common Stock | Stock Option (Right to Acquire) | Disposition | 2011-02-02 | 2,000 | $0.00 | 2,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-03-06 | 2011-03-06 | No | 4 | M | Direct |
0 | 2005-03-06 | 2011-03-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 757,143 | Indirect | See Footnote |
Class B Common Stock | 50,505 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | $26.32 | 2006-01-25 | 2012-01-25 | 4,000 | 4,000 | Direct |
Class A Common Stock | Stock Option (Right to Buy) | $13.54 | 2009-07-23 | 2013-07-23 | 500,000 | 500,000 | Direct |
Class B Common Stock | Stock Option (Right to Acquire) | $0.00 | 2006-01-25 | 2012-01-25 | 400 | 400 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-01-25 | 4,000 | 4,000 | Direct |
2013-07-23 | 500,000 | 500,000 | Direct |
2012-01-25 | 400 | 400 | Direct |
Footnotes
- 754,602 shares are held in a family trust. 2,516 shares are held through an ESOP trust and 25 shares are owned by Mr. Jaffe's son of which Mr. Jaffe disclaims beneficial ownership.
- The Class B Common Stock was issued as a result of anti-dilution provisions with regard to certain exercises of options that relate to Class A Common Stock.
- 50,250 shares are held in a family trust. 255 shares are held through an ESOP trust.
- These stock options become exercisable in installments of 25% on each of the first four anniversaries of the grant date.
- Represents shares of Class B Common Stock to be issued upon the exercise of certain options to purchase Class A Common Stock.