Filing Details

Accession Number:
0001415889-15-003207
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-28 20:15:40
Reporting Period:
2015-09-28
Filing Date:
2015-09-28
Accepted Time:
2015-09-28 20:15:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
941685 Imageware Systems Inc IWSY Services-Prepackaged Software (7372) 330224167
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182567 I Neal Goldman C/O Imageware Systems, Inc.
10815 Rancho Bernardo Rd., Suite 310
San Diego CA 92101
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-28 67,700 $1.49 97,700 No 4 P Indirect By Neal and Marlene Goldman Foundation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Neal and Marlene Goldman Foundation
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,115,120 Direct
Common Stock 6,000,000 Indirect By Goldman Partners LP
Common Stock 11,361,077 Indirect By Individual Retirement Account Beneficially Owned by Neal Goldman
Common Stock 3,000,000 Indirect By Goldman Family 2012 GST Trust