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Filing Details

Accession Number:: 0001217463-15-000003
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2015-09-28 18:51:46
Reporting Period:: 2015-09-24

Filing Date:: 2015-09-28
Accepted Time:: 2015-09-28 18:51:46
Original Submission Date:: 2015-09-28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
38067	Forest City Enterprises Inc	FCEA/FCEB	Operators Of Nonresidential Buildings (6512)	340863886

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217463	A Charles Ratner	50 Public Square, Suite 1100 Cleveland OH 44113	Chairman Of The Board	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2015-09-24	4,371	$20.21	116,819	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2015-09-24	2,822	$20.20	113,997	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2015-09-24	29,407	$20.15	84,590	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2015-09-24	44,000	$20.17	337,806	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	4,204	Indirect	See footnote
Class A Common Stock	506,007	Indirect	See footnote
Class A Common Stock	2,236	Indirect	See footnote
Class A Common Stock	8,198	Indirect	See footnote
Class A Common Stock	18,679	Indirect	See footnote
Class A Common Stock	5,389	Indirect	See footnote
Class A Common Stock	2,948	Indirect	See footnote
Class A Common Stock	98,000	Indirect	See footnote
Class A Common Stock	2,227	Indirect	See footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	56,191	56,191	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	453,536	453,536	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	5,992	5,992	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	5,992	5,992	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	5,992	5,992	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	5,992	5,992	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	73,080	73,080	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	378,500	378,500	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	900	900	Indirect
Class A Common	2005 Stock Option Grant (right to buy)	$31.75	2007-04-06	2015-04-06	40,000	40,000	Direct
Class A Common	2006 Stock Option Grant (right to buy)	$46.37	2008-04-04	2016-04-04	40,000	40,000	Direct
Class A Common	2007 Stock Option Grant (right to buy)	$65.35	2009-03-29	2017-03-29	40,000	40,000	Direct
Class A Common	2008 Stock Option Grant (right to buy)	$36.38	2010-06-18	2018-06-18	19,691	19,691	Direct
Class A Common	2009 Stock Option Grant (right to buy)	$7.80	2011-04-21	2019-04-21	24,220	24,220	Direct
Class A Common	2010 Stock Option Grant (right to buy)	$15.89	2012-04-14	2020-04-14	40,289	40,289	Direct
Class A Common	2011 Stock Option Grant (right to buy)	$17.72	2013-04-13	2021-04-13	26,782	26,782	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
1988-08-08	56,191	56,191	Indirect
1988-08-08	453,536	453,536	Indirect
1988-08-08	5,992	5,992	Indirect
1988-08-08	5,992	5,992	Indirect
1988-08-08	5,992	5,992	Indirect
1988-08-08	5,992	5,992	Indirect
1988-08-08	73,080	73,080	Indirect
1988-08-08	378,500	378,500	Indirect
1988-08-08	900	900	Indirect
2015-04-06	40,000	40,000	Direct
2016-04-04	40,000	40,000	Direct
2017-03-29	40,000	40,000	Direct
2018-06-18	19,691	19,691	Direct
2019-04-21	24,220	24,220	Direct
2020-04-14	40,289	40,289	Direct
2021-04-13	26,782	26,782	Direct

Footnotes

Charles Ratner Revocable Trust dated 7/17/1981.. - trust holds 118,368 Class A Common shares; Class B Common shares - 56,191 shares are held as a direct limited partner of RMS, Ltd; 453,536 shares are held as a limited partnersip interest in FCE Management, LP (a limited partner of RMS, Ltd.). 2,822 shares vested 4/13/2015 and were transferred to this account. The price $20.164 represents a weighed average of sales prices ranging from $20.125 per share to $20.22 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
Held by spouse in a street account.
Illana Horowitz Ratner Trust - dated 12/29/92 (spouse).
Charles Ratner 1986 Remainder Interest Trust - Albert Ratner is trustee; Charles Ratner retains an income interest for life. Beneficiaries are his children: Kevin, Rachel and Jonathan. The price $20.171 represents a weighed average of sales prices ranging from $20.15 per share to $20.255 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 2,236 Class A shares and 5,992 Class B shares; Rachel Ratner (daughter) - 8,198 Class A shares and 5,992 Class B shares; Jonathan Ratner (son) - 18,679 Class A shares and 5,992 Class B shares & Adam Ratner (son) - 5,389 Class A shares and 5,992 Class B shares. Charles Ratner is Trustee. All Class B shares (except those held for the benefit of Adam) are held as a limited partnership interest in RMS, Ltd.. Charles Ratner disclaims any beneficial interest.
Max Ratner 1988 Grandchildrens Trust - for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest.
Max Ratner 1999 Irrevocable Trust - trust hold both Class A & Class B shares. Shares are for the benefit of Adam Ratner (son). Charles Ratner disclaims any beneficial interest.
Charles & Ilana Ratner 2007 Equalizing Trust - for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest.
General Partnership interest in RMS, Ltd. partnership a 10% shareholder.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.