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Home > Insider Trading > Filing (0001209191-15-072316)

Filing Details

Accession Number:: 0001209191-15-072316
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-09-28 17:10:21
Reporting Period:: 2015-09-28

Filing Date:: 2015-09-28
Accepted Time:: 2015-09-28 17:10:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1344413	Alexza Pharmaceuticals Inc.	ALXA	Pharmaceutical Preparations (2834)	770567768

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1623398	Grupo Ferrer Internacional, S.a.	Avenida Diagonal 549, 5Th Floor Barcelona U3 E-08029		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-09-28	125,000	$0.00	2,366,935	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

The shares were issued as partial consideration for a term loan in the maximum principal amount of $5 million with an interest rate of 6% per annum from the Reporting Person to the Issuer as reported in Current Report on Form 8-K on the date hereof.