Filing Details

Accession Number:
0001140361-15-036010
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-28 17:05:29
Reporting Period:
2015-09-25
Filing Date:
2015-09-28
Accepted Time:
2015-09-28 17:05:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880266 Agco Corp AGCO Farm Machinery & Equipment (3523) 581960019
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525527 Mallika Srinivasan Tractors &Amp; Farm Equipment Ltd Old No. 35
New No. 77, Nungambakkam High Road
Chennai K7 600 034
Yes No Yes No
1621526 Ltd Tractors & Motors Tafe Old No. 35, New No. 77
Nungambakkam High Road
Chennai K7 600 034
No No Yes No
1621553 Ltd Equipment Farm & Tractors Old No. 35, New No. 77
Nungambakkam High Road
Chennai K7 600 034
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-25 164,500 $45.52 8,803,941 No 4 P Indirect By Tractors and Farm Equipment Limited
Common Stock Acquisiton 2015-09-25 82,890 $46.15 8,886,831 No 4 P Indirect By Tractors and Farm Equipment Limited
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Tractors and Farm Equipment Limited
No 4 P Indirect By Tractors and Farm Equipment Limited
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,263,321 Indirect By TAFE Motors and Tractors Limited
Common Stock 9,034 Direct
Footnotes
  1. Shares were purchased pursuant to a Rule 10b5-1 trading plan entered into by Tractors and Farm Equipment Limited ("TAFE") on August 25, 2015.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.96 to $45.95. The reporting persons undertake to provide to AGCO Corporation, any security holder of AGCO Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2).
  3. These shares are owned directly by TAFE. Mallika Srinivasan is an officer of TAFE and is a beneficial owner of certain equity securities of TAFE. Ms. Srinivasan disclaims beneficial ownership of the shares reported in Column 5 of the row except to the extent of Ms. Srinivasan's beneficial ownership of equity securities of TAFE, and this report shall not be deemed an admission that Ms. Srinivasan is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. TMTL also disclaims beneficial ownership of the shares reported in Column 5 of the row, and this report shall not be deemed an admission that TMTL is the beneficial owner of such shares forpurposes of Section 16 or for any other purpose.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.96 to $46.66. The reporting persons undertake to provide to AGCO Corporation, any security holder of AGCO Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (4).
  5. These shares are owned directly by TMTL, which is a wholly owned subsidiary of TAFE. TAFE is an indirect beneficial owner of these shares. Mallika Srinivasan is an officer of TMTL and is a beneficial owner of certain equity securities of TMTL. Ms. Srinivasan disclaims beneficial ownership of the shares reported in Column 5 of this row except to the extent of Ms. Srinivasan's beneficial ownership of equity securities of TMTL, and this report shall not be deemed an admission that Ms. Srinivasan is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  6. These shares reflect awards to Mallika Srinivasan for her services as a director of AGCO Corporation under the AGCO Corporation 2006 Long-Term Stock Incentive Plan. TAFE and TMTL disclaim beneficial ownership of the shares reported in Column 5 of this row, and this report shall not be deemed an admission that either TAFE or TMTL is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.