Filing Details

Accession Number:
0001446345-11-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-04 16:25:29
Reporting Period:
2011-02-02
Filing Date:
2011-02-04
Accepted Time:
2011-02-04 16:25:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
60751 Lubrizol Corp LZ Industrial Organic Chemicals (2860) 340367600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1446345 Robert Graf 29400 Lakeland Boulevard
Wickliffe OH 44092
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2011-02-02 1,750 $27.77 8,447 No 4 M Direct
Common Shares Disposition 2011-02-02 1,750 $115.00 6,697 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (Right to Buy) Acquisiton 2011-02-02 1,750 $0.00 1,750 $27.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,250 2019-02-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 2,020 Indirect By 401(k) Plan
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2010, and effective December 6, 2010 through December 6, 2011.
  2. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11
  3. These options vest in three installments as follows: 50% on February 23, 2010, 25% on February 23, 2011, and 25% on February 23, 2012.