Filing Details
- Accession Number:
- 0001104659-15-067094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-24 21:38:11
- Reporting Period:
- 2015-09-23
- Filing Date:
- 2015-09-24
- Accepted Time:
- 2015-09-24 21:38:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1436304 | Kythera Biopharmaceuticals Inc | KYTH | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1559583 | W John Smither | C/O Kythera Biopharmaceuticals, Inc. 30930 Russell Ranch Road, 3Rd Floor Westlake Village CA 91362 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-23 | 13,272 | $8.22 | 16,640 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-09-23 | 13,272 | $74.90 | 3,368 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-09-23 | 13,646 | $27.50 | 17,014 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-09-23 | 13,646 | $74.90 | 3,368 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-09-24 | 13,154 | $27.50 | 16,522 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-09-24 | 13,154 | $74.90 | 3,368 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-09-24 | 13,763 | $44.02 | 17,131 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-09-24 | 13,763 | $74.90 | 3,368 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2015-09-23 | 13,272 | $0.00 | 13,272 | $8.22 |
Common Stock | Stock Options | Disposition | 2015-09-23 | 13,400 | $0.00 | 13,400 | $27.50 |
Common Stock | Stock Options | Disposition | 2015-09-23 | 246 | $0.00 | 246 | $27.50 |
Common Stock | Stock Options | Disposition | 2015-09-24 | 13,154 | $0.00 | 13,154 | $27.50 |
Common Stock | Stock Options | Disposition | 2015-09-24 | 13,763 | $0.00 | 13,763 | $44.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-02-01 | No | 4 | M | Direct | |
6,700 | 2023-01-29 | No | 4 | M | Direct | |
13,154 | 2023-01-29 | No | 4 | M | Direct | |
0 | 2023-01-29 | No | 4 | M | Direct | |
19,266 | 2024-01-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,216 | Indirect | See Footnote |
Footnotes
- The shares subject to these options vested 100% upon the achievement of certain performance milestones approved by the Issuer's Board of Directors.
- 25% of the shares subject to the option vested on the first anniversary measured from January 1, 2012 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
- Shares held by the 1994 Smither Family Trust dated March 1, 1994 as amended March 23, 2006, John W. Smither and Noretha V. Smither, Trustees (the "1994 Smither Family Trust").