Filing Details

Accession Number:
0001013762-15-000937
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-24 17:30:01
Reporting Period:
2014-03-18
Filing Date:
2015-09-24
Accepted Time:
2015-09-24 17:30:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425287 Workhorse Group Inc. WKHS Motor Vehicles & Passenger Car Bodies (3711) 261394771
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1607972 Jr Theodore Joseph Lukens C/O Workhorse Group Inc.,
100 Commerce Drive
Loveland OH 45140
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2015-08-19 1,000,000 $250,000.00 32,042,603 No 4 P Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2014-05-28 40,000 $4,000.00 40,000 No 4 P Indirect Chelsey Lukens
Common Stock, $0.001 Par Value Per Share Acquisiton 2014-05-28 100,000 $10,000.00 100,000 No 4 P Indirect Mary Ann Lukens Trust
Common Stock, $0.001 Par Value Per Share Acquisiton 2012-11-29 1,548,698 $300,000.00 1,548,698 No 4 P Indirect The Joe & Kim Lukens Foundation
Common Stock, $0.001 Par Value Per Share Acquisiton 2014-03-04 5,000,000 $500,000.00 5,000,000 No 4 P Indirect US Trust Company of Delaware Administrative Trustee of the Joe & Kim Lukens Dynasty Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Chelsey Lukens
No 4 P Indirect Mary Ann Lukens Trust
No 4 P Indirect The Joe & Kim Lukens Foundation
No 4 P Indirect US Trust Company of Delaware Administrative Trustee of the Joe & Kim Lukens Dynasty Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Common Stock Purchase Warrant Acquisiton 2014-05-22 9,000,000 $0.15 9,000,000 $0.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,000,000 2014-05-23 2017-05-23 No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.001 Common Stock Purchase Warrant $0.15 2014-03-18 2017-03-17 6,000,000 6,000,000 Direct
Common Stock, Par Value $0.001 Common Stock Purchase Warrant $0.40 2013-03-13 2016-03-12 2,500,000 2,500,000 Direct
Common Stock, Par Value $0.001 Common Stock Purchase Warrant $0.40 2013-01-29 2013-01-29 250,000 250,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-03-17 6,000,000 6,000,000 Direct
2016-03-12 2,500,000 2,500,000 Direct
2013-01-29 250,000 250,000 Direct