Filing Details
- Accession Number:
- 0001013762-15-000937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-24 17:30:01
- Reporting Period:
- 2014-03-18
- Filing Date:
- 2015-09-24
- Accepted Time:
- 2015-09-24 17:30:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1425287 | Workhorse Group Inc. | WKHS | Motor Vehicles & Passenger Car Bodies (3711) | 261394771 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607972 | Jr Theodore Joseph Lukens | C/O Workhorse Group Inc., 100 Commerce Drive Loveland OH 45140 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-08-19 | 1,000,000 | $250,000.00 | 32,042,603 | No | 4 | P | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-05-28 | 40,000 | $4,000.00 | 40,000 | No | 4 | P | Indirect | Chelsey Lukens |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-05-28 | 100,000 | $10,000.00 | 100,000 | No | 4 | P | Indirect | Mary Ann Lukens Trust |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2012-11-29 | 1,548,698 | $300,000.00 | 1,548,698 | No | 4 | P | Indirect | The Joe & Kim Lukens Foundation |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-03-04 | 5,000,000 | $500,000.00 | 5,000,000 | No | 4 | P | Indirect | US Trust Company of Delaware Administrative Trustee of the Joe & Kim Lukens Dynasty Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Chelsey Lukens |
| No | 4 | P | Indirect | Mary Ann Lukens Trust |
| No | 4 | P | Indirect | The Joe & Kim Lukens Foundation |
| No | 4 | P | Indirect | US Trust Company of Delaware Administrative Trustee of the Joe & Kim Lukens Dynasty Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Common Stock Purchase Warrant | Acquisiton | 2014-05-22 | 9,000,000 | $0.15 | 9,000,000 | $0.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000,000 | 2014-05-23 | 2017-05-23 | No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Common Stock Purchase Warrant | $0.15 | 2014-03-18 | 2017-03-17 | 6,000,000 | 6,000,000 | Direct |
| Common Stock, Par Value $0.001 | Common Stock Purchase Warrant | $0.40 | 2013-03-13 | 2016-03-12 | 2,500,000 | 2,500,000 | Direct |
| Common Stock, Par Value $0.001 | Common Stock Purchase Warrant | $0.40 | 2013-01-29 | 2013-01-29 | 250,000 | 250,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-03-17 | 6,000,000 | 6,000,000 | Direct |
| 2016-03-12 | 2,500,000 | 2,500,000 | Direct |
| 2013-01-29 | 250,000 | 250,000 | Direct |
Billionaire Hedge Funds
