Filing Details
- Accession Number:
- 0001214659-15-006755
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-24 11:59:34
- Reporting Period:
- 2015-09-23
- Filing Date:
- 2015-09-24
- Accepted Time:
- 2015-09-24 11:59:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387713 | Neulion Inc. | NLN | Cable & Other Pay Television Services (4841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1465567 | Nancy Li | Neulion, Inc. 1600 Old Country Road Plainview NY 11803 | Executive Vice Chairman | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-23 | 92,801 | $0.53 | 36,051,660 | No | 4 | P | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class 3 Preference Shares | 6,313,875 | Indirect | By spouse |
Class 4 Preference Shares | 4,035,356 | Indirect | By spouse |
Common Stock | 40,150,056 | Direct | |
Common Stock | 28,020 | Indirect | By trust for benefit of child |
Common Stock | 28,020 | Indirect | By trust for benefit of child. |
Restricted Common Stock | 750,000 | Direct |
Footnotes
- Ms. Li disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Ms. Li is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- Ms. Li's spouse, Charles B. Wang, the Chairman of the Board of NeuLion, purchased these shares from J. Christopher Wagner, the Executive Vice President, Marketplace Strategy, of NeuLion.
- The purchase price of each share was Cdn$0.70, which was the closing price of NeuLion's common stock on the Toronto Stock Exchange on September 22, 2015. The price was converted to US dollars using a rate of 0.7543, which was the closing foreign exchange rate of the Bank of Canada on September 22, 2015.
- Ms. Li is the trustee for the two trusts and her children are the beneficiaries of the trusts.
- The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years.