Filing Details
- Accession Number:
- 0001446345-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-04 16:05:44
- Reporting Period:
- 2011-02-02
- Filing Date:
- 2011-02-04
- Accepted Time:
- 2011-02-04 16:05:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
60751 | Lubrizol Corp | LZ | Industrial Organic Chemicals (2860) | 340367600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1015030 | D Gordon Harnett | 29400 Lakeland Blvd Wickliffe OH 44092 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2011-02-02 | 5,000 | $30.40 | 35,806 | No | 4 | M | Direct | |
Common Shares | Disposition | 2011-02-02 | 8,600 | $115.00 | 27,206 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Non-Qualified Stock Option (Right to Buy) | Disposition | 2011-02-02 | 5,000 | $0.00 | 5,000 | $30.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-04-23 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2010, and effective December 8, 2010 through December 7, 2011.
- The amount of securities beneficially owned following the transaction includes common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- These options vested in three installments as follows: 50% on April 23, 2002, 25% on April 23, 2003, and 25% on April 23, 2004.