Filing Details
- Accession Number:
- 0001437749-15-017630
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-22 18:12:32
- Reporting Period:
- 2015-09-17
- Filing Date:
- 2015-09-22
- Accepted Time:
- 2015-09-22 18:12:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1136174 | Catasys Inc. | CATS | Services-Misc Health & Allied Services, Nec (8090) | 880464853 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904534 | S Terren Peizer | 11601 Wilshire Blvd #1100 Los Angeles CA 90025 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2015-09-17 | 1,543,334 | $0.30 | 32,858,708 | No | 4 | P | Indirect | By Crede CG III, Ltd |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Crede CG III, Ltd |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | 32,750 | Indirect | By Reserva Capital Group, LLC |
Common Stock, Par Value $0.0001 Per Share | 56,792 | Indirect | By Bonmore, LLC |
Footnotes
- These securities were purchased by Crede CG III, Ltd. pursuant to a Stock Purchase Agreement entered into with the issuer.
- The reporting person is the Managing Director of Crede CG III, Ltd., Reserva Capital Group, LLC and Bonmore, LLC, and may be deemed to beneficially own or control the securities. The reporting person disclaims beneficial ownership of any such securities.