Filing Details
- Accession Number:
- 0001144204-15-055967
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-22 17:42:36
- Reporting Period:
- 2015-09-18
- Filing Date:
- 2015-09-22
- Accepted Time:
- 2015-09-22 17:42:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1541157 | Akari Therapeutics Plc | AKTX | Pharmaceutical Preparations (2834) | 981034922 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1622779 | S Mark Cohen | C/O Akari Therapeutics Plc 24 West 40Th Street, 8Th Floor New York NY 10018 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2015-09-18 | 1,055,600 | $0.19 | 1,055,600 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Options to Purchase Ordinary Shares | Acquisiton | 2015-09-21 | 85,000 | $0.00 | 85,000 | $0.32 |
Ordinary Shares | Options to Purchase Ordinary Shares | Acquisiton | 2015-09-21 | 186,278 | $0.00 | 186,278 | $0.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
85,000 | 2016-09-21 | 2025-09-21 | No | 4 | A | Direct |
186,278 | 2016-09-21 | 2025-09-21 | No | 4 | A | Direct |
Footnotes
- The Company's American Depository Shares ("ADSs"), which began trading on The NASDAQ Capital Market under the symbol "AKTX" commencing on September 21, 2015, each represent 100 Ordinary Shares (giving effect to a previously announced ADS ratio change). The non-derivative and derivative equity securities described herein are listed in terms of Ordinary Shares rather than ADSs.
- All shares underlying the options will vest on September 21, 2016 and expire 10 years from issuance.