Filing Details
- Accession Number:
- 0000899243-15-005117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-21 20:55:28
- Reporting Period:
- 2015-09-18
- Filing Date:
- 2015-09-21
- Accepted Time:
- 2015-09-21 20:55:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 850261 | Sorrento Therapeutics Inc. | SRNE | Services-Commercial Physical & Biological Research (8731) | 330344842 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1586890 | George Uy | C/O Sorrento Therapeutics, Inc. 9380 Judicial Drive San Diego CA 92121 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-09-18 | 47,500 | $0.00 | 201,735 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Shares were sold at various prices between $12.90-$13.09
Billionaire Hedge Funds
