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Home > Insider Trading > Filing (0001628280-15-007218)

Filing Details

Accession Number:: 0001628280-15-007218
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-09-18 17:37:55
Reporting Period:: 2015-09-16

Filing Date:: 2015-09-18
Accepted Time:: 2015-09-18 17:37:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
924168	Energy Focus Inc	EFOI	Electric Lighting & Wiring Equipment (3640)	943021850

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1588515	Jiangang Luo	18 Michelle Way Pine Brook NJ 07058		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-09-16	391,304	$15.98	519,565	No	4	S	Indirect	Held by Cleantech Global Limited, formerly Prime Science and Technology, Inc.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held by Cleantech Global Limited, formerly Prime Science and Technology, Inc.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2015-09-17	2,500	$0.00	2,500	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,500	2016-06-01	2016-06-01	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,502	Direct

Footnotes

Mr. Luo is Managing Partner and President of Cleantech Global Limited (formerly Prime Science & Technology, Inc.)
Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
The Restricted Stock Units vest 100% on 06/01/2016