Filing Details

Accession Number:
0000899243-15-004979
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-17 21:00:21
Reporting Period:
2015-09-15
Filing Date:
2015-09-17
Accepted Time:
2015-09-17 21:00:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1374690 Zafgen Inc. ZFGN Pharmaceutical Preparations (2834) 203857670
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456750 D Dennis Kim C/O Zafgen, Inc.
175 Portland Street, 4Th Floor
Boston MA 02114
Chief Medical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-15 30,265 $1.57 30,265 No 4 M Direct
Common Stock Disposition 2015-09-15 30,265 $40.00 0 No 4 S Direct
Common Stock Acquisiton 2015-09-17 9,142 $1.57 9,142 No 4 M Direct
Common Stock Disposition 2015-09-17 9,142 $40.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-09-15 30,265 $0.00 30,265 $1.57
Common Stock Stock Option (Right to Buy) Disposition 2015-09-17 9,142 $0.00 9,142 $1.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
112,454 2021-10-10 No 4 M Direct
103,312 2021-10-10 No 4 M Direct
Footnotes
  1. 25% of this option vested on September 5, 2012, and the remainder vested in equal monthly installments thereafter over 36 months.