Filing Details
- Accession Number:
- 0000899243-15-004979
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-17 21:00:21
- Reporting Period:
- 2015-09-15
- Filing Date:
- 2015-09-17
- Accepted Time:
- 2015-09-17 21:00:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1374690 | Zafgen Inc. | ZFGN | Pharmaceutical Preparations (2834) | 203857670 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456750 | D Dennis Kim | C/O Zafgen, Inc. 175 Portland Street, 4Th Floor Boston MA 02114 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-15 | 30,265 | $1.57 | 30,265 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-09-15 | 30,265 | $40.00 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-09-17 | 9,142 | $1.57 | 9,142 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-09-17 | 9,142 | $40.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-09-15 | 30,265 | $0.00 | 30,265 | $1.57 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-09-17 | 9,142 | $0.00 | 9,142 | $1.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
112,454 | 2021-10-10 | No | 4 | M | Direct | |
103,312 | 2021-10-10 | No | 4 | M | Direct |
Footnotes
- 25% of this option vested on September 5, 2012, and the remainder vested in equal monthly installments thereafter over 36 months.