Filing Details

Accession Number:
0001104659-15-065862
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-17 20:31:16
Reporting Period:
2015-09-15
Filing Date:
2015-09-17
Accepted Time:
2015-09-17 20:31:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1048268 Integrated Electrical Services Inc. IESC Electrical Work (1731) 760542208
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
948904 Al Et L Jeffrey Gendell 1 Sound Shore Drive
Greenwich CT 06830
No No Yes No
1268959 Tontine Management Llc 1 Sound Shore Drive
Greenwich CT 06830
No No Yes No
1268961 Tontine Overseas Associates Llc 1 Sound Shore Drive
Greenwich CT 06830
No No Yes No
1269122 P L Partners Tontine 1 Sound Shore Drive
Greenwich CT 06830
No No Yes No
1272374 Tontine Capital Management Llc 1 Sound Shore Drive
Greenwich CT 06830
No No Yes No
1276922 P L Partners Capital Tontine 1 Sound Shore Drive
Greenwich CT 06830
No No Yes No
1482608 Tontine Capital Overseas Master Fund Ii, L.p. 1 Sound Shore Drive
Greenwich CT 06830
No No Yes No
1482609 Tontine Asset Associates, L.l.c. 1 Sound Shore Drive
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Acquisiton 2015-09-15 7,785 $6.71 13,371,560 No 4 P Indirect See Footnotes
Common Stock, $0.01 Par Value Per Share Acquisiton 2015-09-16 5,840 $6.90 13,377,400 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Footnotes
  1. This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Partners, L.P., a Delaware limited partnership ("TP"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine Overseas Associates, L.L.C., a Delaware limited liability company ("TOA"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA") and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TM, the general partner of TP; (c) TOA; and (d) TAA, the general partner of TCP 2.
  2. On September 15, 2015, TCP 2 purchased 7,785 shares of Common Stock at a weighted average price of $6.71 per share. These shares were purchased in multiple transactions at prices ranging from $6.70 to $6.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  3. On September 16, 2015, TCP 2 purchased 5,840 shares of Common Stock at a weighted average price of $6.90 per share. These shares were purchased in multiple transactions, all at a price of $6.90. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each separate transaction.
  4. TCM, TM and TAA directly own 0 shares of Common Stock, TCP directly owns 5,642,723 shares of Common Stock, TP directly owns 3,267,284 shares of Common Stock, TOA directly owns 591,443 shares of Common Stock, TCP 2 directly owns 3,865,792 shares of Common Stock and Mr. Gendell directly owns 10,158 shares of Common Stock.
  5. All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TP may be deemed to be beneficially owned by TM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
  6. Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TP, TM, TOA, TCP 2 and TAA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.
  7. TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM or representing TM's pro rata interest in, and interest in the profits of, TP. TOA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TOA. TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2.