Filing Details
- Accession Number:
- 0001278521-15-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-17 10:29:39
- Reporting Period:
- 2015-09-14
- Filing Date:
- 2015-09-17
- Accepted Time:
- 2015-09-17 10:29:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318482 | Shoal Games Ltd. | SGLDF | Services-Amusement & Recreation Services (7900) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278521 | M Tryon Williams | C/O Shoal Games Ltd 1405-1166 Alberni Sr Vancouver A1 V6E 3Z3 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-09-14 | 4,000 | $0.46 | 15,645,308 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-09-15 | 100,000 | $0.15 | 15,645,308 | No | 4 | X | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | X | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock (Right to Buy) | Disposition | 2015-09-15 | 100,000 | $0.15 | 100,000 | $0.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-09-30 | 2015-09-30 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,877,465 | Indirect | Discretionary Trust |
Footnotes
- Mr. Williams is a potential beneficiary of several discretionary trusts that hold approximately 80% of Bingo, Inc. Bingo, Inc. is the holder of these securities.
- Mr. Williams acquired 4,000 shares of Shoal Games Ltd. for CAD$0.46 per share on the TSX-V under the symbol SGW.V on 14th of September 2015.
- Mr T. M. Williams exercised 100,000 options at US$0.15 per share.
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