Filing Details
- Accession Number:
- 0000899243-15-004906
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-16 21:48:31
- Reporting Period:
- 2015-09-14
- Filing Date:
- 2015-09-16
- Accepted Time:
- 2015-09-16 21:48:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1374690 | Zafgen Inc. | ZFGN | Pharmaceutical Preparations (2834) | 203857670 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456750 | D Dennis Kim | C/O Zafgen, Inc. 175 Portland Street, 4Th Floor Boston MA 02114 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-09-14 | 593 | $1.57 | 593 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-09-14 | 593 | $40.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-09-14 | 593 | $0.00 | 593 | $1.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 142,719 | 2021-10-10 | No | 4 | M | Direct |
Footnotes
- 25% of this option vested on September 5, 2012, and the remainder vested in equal monthly installments thereafter over 36 months.
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