Filing Details

Accession Number:
0001140361-15-035226
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-16 17:49:08
Reporting Period:
2015-09-15
Filing Date:
2015-09-16
Accepted Time:
2015-09-16 17:49:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1572552 Asterias Biotherapeutics Inc. AST Biological Products, (No Disgnostic Substances) (2836) 461047971
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1457130 E. Katharine Spink 230 Constitution Drive
Menlo Park CA 94025
Vp And Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Common Stock Disposition 2015-09-15 3,760 $6.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The shares reported herein were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 30, 2015.