Filing Details
- Accession Number:
- 0001381668-15-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-16 12:22:44
- Reporting Period:
- 2015-09-15
- Filing Date:
- 2015-09-16
- Accepted Time:
- 2015-09-16 12:22:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1381668 | Tfs Financial Corp | TFSL | Savings Institution, Federally Chartered (6035) | 522054948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1388162 | J Paul Huml | 7007 Broadway Avenue Cleveland OH 44105 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-15 | 25,000 | $11.74 | 48,830 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-09-15 | 21,031 | $17.10 | 27,799 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-09-15 | 3,969 | $17.10 | 23,830 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-09-15 | 25,000 | $0.00 | 25,000 | $11.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,000 | 2018-08-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,700 | Indirect | By Spouse's Ira |
Common Stock | 2,000 | Indirect | As Custodian For Child 2 |
Common Stock | 5,676 | Indirect | ESOP |
Common Stock | 36,497 | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 20,400 | 20,400 | Direct | ||
Common Stock | Employee Stock Option (right to buy) | $14.81 | 2025-05-28 | 108,300 | 108,300 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $14.85 | 2024-12-18 | 32,400 | 32,400 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $8.61 | 2021-12-15 | 40,000 | 40,000 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 3,300 | 3,300 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
20,400 | 20,400 | Direct | |
2025-05-28 | 108,300 | 108,300 | Direct |
2024-12-18 | 32,400 | 32,400 | Direct |
2021-12-15 | 40,000 | 40,000 | Direct |
3,300 | 3,300 | Direct |
Footnotes
- Represents shares of common stock withheld by the issuer in payment by the reporting person for the exercise price and applicable taxes due.
- Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- As reported on a Form 4 filed August 13, 2008, the reporting person received a grant of 50,000 stock options. These options vest in three equal installments beginning on August 11, 2011.
- Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- The reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. The RSUs vest in five equal installments beginning on May 28, 2016.
- The reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016.
- As reported on a Form 4 filed December 19, 2014, the reporting person received a grant of 32,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2015.
- As reported on a Form 4 filed December 20, 2011, the reporting person received a grant of 40,000 stock options that vest 100% on December 15, 2014.
- As reported on a Form 4 filed December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015.