Filing Details
- Accession Number:
- 0001140361-15-035148
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-15 18:10:48
- Reporting Period:
- 2015-09-11
- Filing Date:
- 2015-09-15
- Accepted Time:
- 2015-09-15 18:10:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1428336 | Healthequity Inc | HQY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614838 | Stephen Neeleman | C/O Healthequity, Inc. 15 W. Scenic Pointe Dr., Ste. 100 Draper UT 84020 | Founder And Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-11 | 50,000 | $1.25 | 928,814 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-09-11 | 50,000 | $30.06 | 878,814 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-09-15 | 70,000 | $0.00 | 808,814 | No | 4 | G | Direct | |
Common Stock | Disposition | 2015-09-15 | 2,000 | $0.00 | 806,814 | No | 4 | G | Direct | |
Common Stock | Disposition | 2015-09-15 | 10,000 | $0.00 | 796,814 | No | 4 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2015-09-11 | 50,000 | $0.00 | 50,000 | $1.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
300,000 | 2021-08-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 450,000 | Indirect | See footnote |
Common Stock | 68,471 | Indirect | By wife |
Footnotes
- As previously reported in the reporting person's Form 3, the option grant had a $2.25 exercise price upon issuance. The $2.25 exercise price was automatically adjusted to $1.25 on August 4, 2014 as a result of the occurrence of an event specified in the terms of the option grant at the time of its issuance.
- Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
- The option is immediately exercisable.