Filing Details

Accession Number:
0001140361-15-035148
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-15 18:10:48
Reporting Period:
2015-09-11
Filing Date:
2015-09-15
Accepted Time:
2015-09-15 18:10:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428336 Healthequity Inc HQY Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614838 Stephen Neeleman C/O Healthequity, Inc.
15 W. Scenic Pointe Dr., Ste. 100
Draper UT 84020
Founder And Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-11 50,000 $1.25 928,814 No 4 M Direct
Common Stock Disposition 2015-09-11 50,000 $30.06 878,814 No 4 S Direct
Common Stock Disposition 2015-09-15 70,000 $0.00 808,814 No 4 G Direct
Common Stock Disposition 2015-09-15 2,000 $0.00 806,814 No 4 G Direct
Common Stock Disposition 2015-09-15 10,000 $0.00 796,814 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 G Direct
No 4 G Direct
No 4 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-09-11 50,000 $0.00 50,000 $1.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300,000 2021-08-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 450,000 Indirect See footnote
Common Stock 68,471 Indirect By wife
Footnotes
  1. As previously reported in the reporting person's Form 3, the option grant had a $2.25 exercise price upon issuance. The $2.25 exercise price was automatically adjusted to $1.25 on August 4, 2014 as a result of the occurrence of an event specified in the terms of the option grant at the time of its issuance.
  2. Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
  3. The option is immediately exercisable.