Filing Details
- Accession Number:
- 0001534424-15-000279
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-15 18:00:28
- Reporting Period:
- 2015-09-11
- Filing Date:
- 2015-09-15
- Accepted Time:
- 2015-09-15 18:00:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
788920 | Pro Dex Inc | PDEX | Surgical & Medical Instruments & Apparatus (3841) | 841261240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478067 | John Nicholas Swenson | 3033 Excelsior Boulevard Suite 560 Minneapolis MN 55416 | Yes | No | No | No | |
1542769 | Ao Partners I, Lp | 3033 Excelsior Blvd Suite 560 Minneapolis MN 55416 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-11 | 200 | $2.29 | 21,351 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2015-09-11 | 400 | $2.26 | 21,751 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2015-09-11 | 200 | $2.27 | 21,951 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2015-09-11 | 100 | $2.28 | 22,051 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2015-09-11 | 3,000 | $2.30 | 25,051 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2015-09-14 | 7,300 | $2.30 | 32,351 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-09-15 | 15,237 | $2.30 | 47,588 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | L | Direct | |
No | 4 | L | Direct | |
No | 4 | L | Direct | |
No | 4 | L | Direct | |
No | 4 | L | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,037,984 | Indirect | By AO Partners, LP |
Footnotes
- The purchases reported on this Form 4 were made pursuant to a 10b5-1 stock purchase plan.