Filing Details
- Accession Number:
- 0001246360-15-003102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-15 17:21:08
- Reporting Period:
- 2015-09-11
- Filing Date:
- 2015-09-15
- Accepted Time:
- 2015-09-15 17:21:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
867773 | Sunpower Corp | SPWR | Semiconductors & Related Devices (3674) | 943008969 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344507 | Iii Patrick Wood | C/O Sunpower Corporation 77 Rio Robles San Jose CA 95134 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-11 | 30,000 | $9.50 | 63,944 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-09-11 | 30,000 | $22.97 | 33,944 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-09-11 | 30,000 | $0.00 | 30,000 | $9.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-09-23 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.
- The option becomes exercisable as to 20% of the shares on September 23, 2006, and becomes exercisable as to 1/60th of the shares monthly thereafter.